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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEF icon
1051
Sprott Physical Gold and Silver Trust
CEF
$8.3B
$426K 0.01%
40,270
+6,835
+20% +$74.1K
EPR icon
1052
EPR Properties
EPR
$4.58B
$426K 0.01%
8,265
+5,903
+250% +$320K
PXF icon
1053
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.95B
$425K 0.01%
11,896
+580
+5% +$22.6K
SPXL icon
1054
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.21B
$425K 0.01%
24,636
-1,304
-5% -$27.1K
ONB icon
1055
Old National Bancorp
ONB
$10.3B
$424K 0.01%
30,779
-730
-2% -$10.4K
LLTC
1056
DELISTED
Linear Technology Corp
LLTC
$424K 0.01%
10,524
+5,088
+94% +$208K
LTC
1057
LTC Properties
LTC
$2.05B
$423K 0.01%
9,936
+3,283
+49% +$139K
PNW icon
1058
Pinnacle West Capital
PNW
$12.1B
$423K 0.01%
6,601
+2,047
+45% +$125K
LGF
1059
DELISTED
Lions Gate Entertainment
LGF
$422K 0.01%
11,484
-4,862
-30% -$184K
TKR icon
1060
Timken Company
TKR
$8.91B
$421K 0.01%
15,321
+335
+2% +$10.7K
KSU
1061
DELISTED
Kansas City Southern
KSU
$421K 0.01%
4,619
+267
+6% +$25.2K
BWLD
1062
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$420K 0.01%
2,169
+168
+8% +$31.5K
SBNY
1063
DELISTED
Signature Bank
SBNY
$420K 0.01%
3,047
+166
+6% +$23.4K
AMTD
1064
DELISTED
TD Ameritrade Holding Corp
AMTD
$418K 0.01%
13,128
+2,008
+18% +$70.4K
RF icon
1065
Regions Financial
RF
$26.9B
$417K 0.01%
46,800
-4,888
-9% -$48.3K
TPR icon
1066
Tapestry
TPR
$32.4B
$417K 0.01%
14,472
-19,629
-58% -$607K
YPRO
1067
DELISTED
AdvisorShares YieldPro ETF
YPRO
$417K 0.01%
18,076
+7,677
+74% +$177K
TWC
1068
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$417K 0.01%
2,322
-225
-9% -$42K
ELD icon
1069
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$416K 0.01%
12,009
-2,810
-19% -$103K
EUO icon
1070
ProShares UltraShort Euro
EUO
$33.2M
$416K 0.01%
17,139
+15,334
+850% +$379K
PRA
1071
DELISTED
ProAssurance
PRA
$416K 0.01%
8,487
+113
+1% +$5.49K
OKE icon
1072
Oneok
OKE
$57.7B
$415K 0.01%
12,870
-1,046
-8% -$38.2K
DRE
1073
DELISTED
Duke Realty Corp.
DRE
$415K 0.01%
21,828
+167
+0.8% +$3.2K
IESM
1074
DELISTED
ISHARES ENHANCED U.S. SMALL CAP ETF
IESM
$413K 0.01%
14,143
+3,654
+35% +$113K
ALK icon
1075
Alaska Air
ALK
$5.4B
$412K 0.01%
5,187
+587
+13% +$44.8K
41 42
43
44 45

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.