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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRCX icon
1051
Lam Research
LRCX
$390B
$383K 0.01%
48,380
+1,220
+3% +$9.46K
FSTR icon
1052
Foster
FSTR
$397M
$382K 0.01%
+7,855
New +$383K
MFIC icon
1053
MidCap Financial Investment
MFIC
$804M
$382K 0.01%
17,152
-45,271
-73% -$1.08M
XLNX
1054
DELISTED
Xilinx Inc
XLNX
$382K 0.01%
8,855
+4,399
+99% +$190K
MHR
1055
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$382K 0.01%
121,685
+113,174
+1,330% +$482K
HCA icon
1056
HCA Healthcare
HCA
$89.1B
$381K 0.01%
5,223
+4,724
+947% +$332K
GOV
1057
DELISTED
Government Properties Income Trust
GOV
$381K 0.01%
16,565
+1,613
+11% +$36.8K
CMCSK
1058
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$381K 0.01%
6,656
+1,172
+21% +$67.1K
RCL icon
1059
Royal Caribbean
RCL
$82.1B
$380K 0.01%
4,679
+21
+0.5% +$1.47K
SLRC icon
1060
SLR Investment Corp
SLRC
$706M
$380K 0.01%
21,082
+222
+1% +$4.08K
DBEU icon
1061
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$798M
$379K 0.01%
14,561
+4,576
+46% +$122K
GME icon
1062
GameStop
GME
$8.44B
$379K 0.01%
44,308
+26,876
+154% +$260K
NOBL icon
1063
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$378K 0.01%
15,068
+9,322
+162% +$226K
PRA
1064
DELISTED
ProAssurance
PRA
$378K 0.01%
8,371
+124
+2% +$5.67K
ISCV icon
1065
iShares Morningstar Small-Cap Value ETF
ISCV
$705M
$377K 0.01%
8,769
+687
+9% +$28.6K
SDRL
1066
DELISTED
Seadrill Limited Common Stock
SDRL
$377K 0.01%
117
-10
-8% -$50.2K
HES
1067
DELISTED
Hess
HES
$376K 0.01%
5,100
+895
+21% +$70.9K
VGIT icon
1068
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$376K 0.01%
5,840
+1,260
+28% +$81.2K
LINE
1069
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$375K 0.01%
36,911
+5,241
+17% +$108K
PHDG icon
1070
Invesco S&P 500 Downside Hedged ETF
PHDG
$64.4M
$373K 0.01%
13,415
+12,319
+1,124% +$360K
RGP
1071
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$373K 0.01%
15,538
+4,247
+38% +$120K
FDN icon
1072
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.36B
$372K 0.01%
6,066
+839
+16% +$50.6K
FDS icon
1073
Factset
FDS
$10.1B
$372K 0.01%
2,638
+657
+33% +$87.2K
FEN
1074
DELISTED
First Trust Energy Income and Growth Fund
FEN
$372K 0.01%
10,209
+2,099
+26% +$73.5K
CB
1075
DELISTED
CHUBB CORPORATION
CB
$372K 0.01%
3,599
+1,214
+51% +$121K
41 42
43
44 45

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.