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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXI icon
1051
iShares Global Industrials ETF
EXI
$1.48B
$210K 0.01%
2,942
-1,580
-35% -$108K
HRL icon
1052
Hormel Foods
HRL
$13.4B
$210K 0.01%
9,330
+1,878
+25% +$41.1K
IHE icon
1053
iShares US Pharmaceuticals ETF
IHE
$1.65B
$210K 0.01%
5,334
+741
+16% +$27.8K
NTT
1054
DELISTED
Nippon Telegraph & Telephone
NTT
$210K 0.01%
7,767
+5,045
+185% +$132K
TWTR
1055
DELISTED
Twitter, Inc.
TWTR
$209K 0.01%
+3,287
New +$163K
JWN
1056
DELISTED
Nordstrom
JWN
$208K 0.01%
3,360
+522
+18% +$31.4K
BSX icon
1057
Boston Scientific
BSX
$74.2B
$207K 0.01%
17,205
+3,651
+27% +$43.1K
EZU icon
1058
iShare MSCI Eurozone ETF
EZU
$9.89B
$207K 0.01%
4,991
+580
+13% +$22.9K
IIM icon
1059
Invesco Value Municipal Income Trust
IIM
$596M
$207K 0.01%
15,369
+2,834
+23% +$39.1K
XLKS
1060
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$207K 0.01%
4,650
-135
-3% -$6.01K
SKYY icon
1061
First Trust Cloud Computing ETF
SKYY
$3.21B
$206K 0.01%
7,750
+750
+11% +$18.9K
SYLD icon
1062
Cambria Shareholder Yield ETF
SYLD
$1.02B
$206K 0.01%
+7,020
New +$200K
FXB icon
1063
Invesco CurrencyShares British Pound Sterling Trust
FXB
$64.9M
$205K 0.01%
1,253
+1,252
+125,200% +$200K
ADI icon
1064
Analog Devices
ADI
$188B
$204K 0.01%
4,008
+40
+1% +$1.95K
RMBS icon
1065
Rambus
RMBS
$10.4B
$204K 0.01%
21,512
+3,000
+16% +$27K
DSUM
1066
DELISTED
Invesco Chinese Yuan Dim Sum Bond ETF
DSUM
$204K 0.01%
8,000
– –
AMD icon
1067
Advanced Micro Devices
AMD
$770B
$203K 0.01%
52,349
-21,104
-29% -$75.7K
COR icon
1068
Cencora
COR
$63.2B
$203K 0.01%
2,904
+107
+4% +$7.19K
NFJ
1069
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.44B
$203K 0.01%
11,447
+3,606
+46% +$63.7K
RFG icon
1070
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$359M
$203K 0.01%
8,235
-18,625
-69% -$434K
PVR
1071
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
$203K 0.01%
7,573
-8,555
-53% -$216K
IGR
1072
CBRE Global Real Estate Income Fund
IGR
$706M
$202K 0.01%
25,497
-1,149
-4% -$9.26K
PXF icon
1073
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.95B
$201K 0.01%
4,574
+1,440
+46% +$61.6K
RHI icon
1074
Robert Half
RHI
$4.3B
$201K 0.01%
4,807
+204
+4% +$8.03K
DEX
1075
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$201K 0.01%
16,450
-1,837
-10% -$22.3K
41 42
43
44 45

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HAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.