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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DPG
1026
Duff & Phelps Utility and Infrastructure Fund
DPG
$517M
$665K 0.01%
38,939
+3,579
+10% +$61.4K
DTE icon
1027
DTE Energy
DTE
$28.6B
$664K 0.01%
8,355
-1,247
-13% -$102K
SCHP icon
1028
Schwab US TIPS ETF
SCHP
$16.2B
$662K 0.01%
23,192
+3,330
+17% +$94.4K
GWW icon
1029
W.W. Grainger
GWW
$61.3B
$660K 0.01%
2,923
+449
+18% +$101K
FRT icon
1030
Federal Realty Investment Trust
FRT
$10.1B
$659K 0.01%
4,284
-6
-0.1% -$970
ICE icon
1031
Intercontinental Exchange
ICE
$84.9B
$659K 0.01%
12,235
+2,480
+25% +$135K
BJZ
1032
DELISTED
Blackrock Ca Muni 2018 Term Tr
BJZ
$659K 0.01%
43,400
– –
SWK icon
1033
Stanley Black & Decker
SWK
$15.7B
$657K 0.01%
5,352
+54
+1% +$6.52K
FIW icon
1034
First Trust Water ETF
FIW
$1.94B
$655K 0.01%
17,329
+12,847
+287% +$473K
IYY icon
1035
iShares Dow Jones US ETF
IYY
$3.06B
$655K 0.01%
12,082
+7,728
+177% +$418K
COR icon
1036
Cencora
COR
$63.7B
$654K 0.01%
8,119
+1,188
+17% +$102K
FTA icon
1037
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$653K 0.01%
15,331
-4,226
-22% -$177K
EPR icon
1038
EPR Properties
EPR
$4.58B
$652K 0.01%
8,280
-82
-1% -$6.55K
EZU icon
1039
iShare MSCI Eurozone ETF
EZU
$9.91B
$652K 0.01%
18,879
-6,540
-26% -$220K
FXI icon
1040
iShares China Large-Cap ETF
FXI
$4.25B
$651K 0.01%
17,152
+58
+0.3% +$2.13K
MFD
1041
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$651K 0.01%
51,711
-1,660
-3% -$20.9K
SHPG
1042
DELISTED
Shire pic
SHPG
$650K 0.01%
3,354
-206
-6% -$40.2K
BF.B icon
1043
Brown-Forman Class B
BF.B
$12.9B
$649K 0.01%
21,364
+773
+4% +$24K
IFF icon
1044
International Flavors & Fragrances
IFF
$21.7B
$649K 0.01%
4,543
-27
-0.6% -$3.66K
AEE icon
1045
Ameren
AEE
$29.8B
$643K 0.01%
13,073
+362
+3% +$18.5K
SYF icon
1046
Synchrony
SYF
$25.5B
$643K 0.01%
23,031
+2,230
+11% +$61.3K
DZK
1047
DELISTED
Direxion Daily Developed Markets Bull 3x Shares
DZK
$640K 0.01%
13,394
-797
-6% -$36.3K
MDYG icon
1048
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$639K 0.01%
15,036
-4,062
-21% -$173K
DOD
1049
DELISTED
ELEMENTS "Dogs of the Dow" Total Return Index Note
DOD
$639K 0.01%
35,208
-1,260
-3% -$22.8K
AON icon
1050
Aon
AON
$75.6B
$637K 0.01%
5,667
-360
-6% -$39.7K
40 41
42
43 44

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.