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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.55%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.68B
AUM Growth
+$274M
Cap. Flow
+$181M
Cap. Flow %
3.19%
Top 10 Hldgs %
13.82%
Holding
5,085
New
226
Increased
2,041
Reduced
1,618
Closed
203

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$40.1M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$28.3M
3
GNMA icon
iShares GNMA Bond ETF
GNMA
+$27.5M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$23.5M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$22M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$42.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$36.1M
3
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
+$25.2M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$25.1M
5
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$22.9M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.55%
2 Financials 5.42%
3 Technology 5.31%
4 Industrials 5.02%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWAS icon
1026
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$445M
$522K 0.01%
15,129
-5,809
-28% -$192K
HYI
1027
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$522K 0.01%
37,435
+209
+0.6% +$2.83K
KSS icon
1028
Kohl's
KSS
$2.1B
$522K 0.01%
11,204
+1,109
+11% +$52K
SGOL icon
1029
abrdn Physical Gold Shares ETF
SGOL
$7.46B
$521K 0.01%
43,470
– –
SEP
1030
DELISTED
Spectra Engy Parters Lp
SEP
$521K 0.01%
10,830
+3,981
+58% +$181K
HUM icon
1031
Humana
HUM
$44.8B
$520K 0.01%
2,851
-5,304
-65% -$920K
EWN icon
1032
iShares MSCI Netherlands ETF
EWN
$715M
$519K 0.01%
21,116
+20,856
+8,022% +$483K
UWM icon
1033
ProShares Ultra Russell2000
UWM
$244M
$519K 0.01%
27,440
+13,376
+95% +$222K
UMPQ
1034
DELISTED
Umpqua Holdings Corp
UMPQ
$519K 0.01%
32,730
-2,205
-6% -$33.3K
DRA
1035
DELISTED
Diversified Real Asset Income Fd
DRA
$519K 0.01%
32,840
+1,988
+6% +$29.2K
WHR icon
1036
Whirlpool
WHR
$2.84B
$517K 0.01%
2,863
+203
+8% +$30.3K
PFG icon
1037
Principal Financial Group
PFG
$24.2B
$515K 0.01%
13,068
-3,438
-21% -$132K
SXT icon
1038
Sensient Technologies
SXT
$5.61B
$515K 0.01%
8,120
-59
-0.7% -$3.47K
SPH icon
1039
Suburban Propane Partners
SPH
$1.17B
$514K 0.01%
17,210
-2,427
-12% -$63.8K
EVV
1040
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$513K 0.01%
38,944
+21,856
+128% +$272K
IGE icon
1041
iShares North American Natural Resources ETF
IGE
$784M
$513K 0.01%
17,280
-3,905
-18% -$106K
NYRT
1042
DELISTED
New York REIT, Inc.
NYRT
$513K 0.01%
5,087
+1,016
+25% +$102K
SNI
1043
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$513K 0.01%
7,818
+601
+8% +$35.8K
HAS icon
1044
Hasbro
HAS
$13.7B
$512K 0.01%
6,433
+1,564
+32% +$116K
FGP
1045
DELISTED
Ferrellgas Partners, L.P.
FGP
$512K 0.01%
29,410
+1,870
+7% +$31.3K
FMAT icon
1046
Fidelity MSCI Materials Index ETF
FMAT
$621M
$511K 0.01%
20,301
-224,709
-92% -$5.18M
FICO icon
1047
Fair Isaac
FICO
$22.4B
$509K 0.01%
4,799
+451
+10% +$42.8K
CPGX
1048
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
$509K 0.01%
20,340
+7,899
+63% +$153K
NQU
1049
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$509K 0.01%
34,535
-157
-0.5% -$2.27K
IONS icon
1050
Ionis Pharmaceuticals
IONS
$9.21B
$508K 0.01%
12,546
+2,091
+20% +$84.9K
40 41
42
43 44

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Ladenburg Thalmann Financial Services held 5,085 positions worth $5.68B, up 5.1% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $181M of net new capital in Q1 2016, opening 226 new positions and adding to 2,041 existing holdings. Its largest new stake was ALPS O'Shares International Developed Quality Dividend ETF: 47,957 shares worth $1.11M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.5% of assets, up from 5.2% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $42.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2016 buy was ALPS O'Shares International Developed Quality Dividend ETF: 47,957 shares worth $1.11M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Value ETF in Q1 2016, an estimated $40.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $42.7M.
  • Ladenburg Thalmann Financial Services fully exited PRECISION CASTPARTS CORP in Q1 2016, selling an estimated $3.14M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $5.68B portfolio in Q1 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 203 in Q1 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.1% quarter-over-quarter to $5.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2016, filed 16 May 2016.