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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTS
1026
DELISTED
HATTERAS FINANCIAL CORP
HTS
$490K 0.01%
37,172
-1,463
-4% -$21.1K
DOV icon
1027
Dover
DOV
$28.1B
$489K 0.01%
9,852
-1,291
-12% -$65.5K
ITB icon
1028
iShares US Home Construction ETF
ITB
$2.4B
$489K 0.01%
18,038
-22,618
-56% -$623K
PII icon
1029
Polaris
PII
$3.99B
$488K 0.01%
5,670
-1,786
-24% -$189K
MDC
1030
DELISTED
M.D.C. Holdings, Inc.
MDC
$488K 0.01%
26,573
+298
+1% +$5.64K
INY
1031
DELISTED
SPDR NUVEEN BARCLAYS N Y MUN BD ETF
INY
$487K 0.01%
20,480
– –
FDT icon
1032
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.31B
$485K 0.01%
10,404
+1,336
+15% +$63.5K
HSBC icon
1033
HSBC
HSBC
$355B
$485K 0.01%
13,878
+834
+6% +$29.4K
ETP
1034
DELISTED
Energy Transfer Partners, L.P.
ETP
$485K 0.01%
18,749
-994
-5% -$27.5K
FTCS icon
1035
First Trust Capital Strength ETF
FTCS
$7.99B
$484K 0.01%
12,658
+8,758
+225% +$333K
XYLD icon
1036
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$484K 0.01%
11,153
+10,688
+2,298% +$469K
KSS icon
1037
Kohl's
KSS
$2.1B
$482K 0.01%
10,095
-2,955
-23% -$137K
MAA icon
1038
Mid-America Apartment Communities
MAA
$15.3B
$482K 0.01%
5,314
-527
-9% -$45.8K
SPCB icon
1039
SuperCom
SPCB
$67.8M
$482K 0.01%
462
-21
-4% -$28.7K
JBLU icon
1040
JetBlue
JBLU
$2.19B
$481K 0.01%
21,187
-1,531
-7% -$38.1K
TAP icon
1041
Molson Coors Class B
TAP
$7.83B
$480K 0.01%
5,111
-694
-12% -$62.6K
SCTY
1042
DELISTED
SolarCity Corporation
SCTY
$480K 0.01%
9,394
+2,604
+38% +$101K
CIO
1043
DELISTED
City Office REIT
CIO
$479K 0.01%
39,320
-1,595
-4% -$18.4K
SNR
1044
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$479K 0.01%
48,580
+4,981
+11% +$49.4K
SPH icon
1045
Suburban Propane Partners
SPH
$1.17B
$478K 0.01%
19,637
+816
+4% +$25K
DRA
1046
DELISTED
Diversified Real Asset Income Fd
DRA
$478K 0.01%
30,852
-4,802
-13% -$77.9K
UDF
1047
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$478K 0.01%
43,395
+4,512
+12% +$72.5K
EPP icon
1048
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
$476K 0.01%
12,393
+595
+5% +$23.1K
TSM icon
1049
TSMC
TSM
$2.19T
$475K 0.01%
20,908
-517
-2% -$11.6K
CAB
1050
DELISTED
Cabela's Inc
CAB
$474K 0.01%
10,132
+617
+6% +$27.2K
40 41
42
43 44

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.