We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPD icon
1026
Expeditors International
EXPD
$23B
$449K 0.01%
9,560
-76
-0.8% -$3.59K
MHI
1027
DELISTED
Pioneer Municipal High Income Fund
MHI
$449K 0.01%
35,356
+212
+0.6% +$2.6K
OGE icon
1028
OGE Energy
OGE
$9.57B
$449K 0.01%
16,421
-1,406
-8% -$40.1K
ALXN
1029
DELISTED
Alexion Pharmaceuticals
ALXN
$448K 0.01%
2,857
-1,739
-38% -$317K
NQU
1030
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$445K 0.01%
32,999
+694
+2% +$9.34K
DXCM icon
1031
DexCom
DXCM
$33.8B
$444K 0.01%
20,684
+2,668
+15% +$59.5K
TSM icon
1032
TSMC
TSM
$2.19T
$444K 0.01%
21,425
-4,323
-17% -$90.8K
SCHZ icon
1033
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$443K 0.01%
16,972
+12,288
+262% +$319K
HSBC icon
1034
HSBC
HSBC
$355B
$441K 0.01%
13,044
+588
+5% +$22K
LNG icon
1035
Cheniere Energy
LNG
$54.8B
$441K 0.01%
9,130
-2,306
-20% -$142K
ATO icon
1036
Atmos Energy
ATO
$28.6B
$440K 0.01%
7,555
-829
-10% -$45.5K
BSCK
1037
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$437K 0.01%
20,531
+41
+0.2% +$869
PW
1038
Power REIT
PW
$2.94M
$436K 0.01%
10,228
-184
-2% -$8.83K
MIE
1039
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$436K 0.01%
36,513
+4,472
+14% +$66.1K
AOR icon
1040
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.73B
$435K 0.01%
11,386
-2,650
-19% -$105K
IRC
1041
DELISTED
INLAND REAL ESTATE CORP
IRC
$435K 0.01%
53,678
+15,343
+40% +$140K
ACWI icon
1042
iShares MSCI ACWI ETF
ACWI
$33.3B
$434K 0.01%
8,037
-23,599
-75% -$1.36M
REZ icon
1043
iShares Residential and Multisector Real Estate ETF
REZ
$842M
$434K 0.01%
7,315
-100
-1% -$5.87K
CAB
1044
DELISTED
Cabela's Inc
CAB
$433K 0.01%
9,515
-1,078
-10% -$50.3K
EPP icon
1045
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
$432K 0.01%
11,798
-1,165
-9% -$46.7K
BSJG
1046
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$432K 0.01%
16,687
+739
+5% +$19.3K
DCT
1047
DELISTED
DCT Industrial Trust Inc.
DCT
$432K 0.01%
12,833
– –
SIX
1048
DELISTED
Six Flags Entertainment Corp.
SIX
$430K 0.01%
9,392
+730
+8% +$33.3K
VOX icon
1049
Vanguard Communication Services ETF
VOX
$5.82B
$429K 0.01%
5,431
-492
-8% -$41.6K
BOCH
1050
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$428K 0.01%
74,017
– –
40 41
42
43 44

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.