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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXT icon
1026
Textron
TXT
$15.2B
$194K 0.01%
7,014
-800
-10% -$22.3K
CB
1027
DELISTED
CHUBB CORPORATION
CB
$194K 0.01%
2,167
-26
-1% -$2.25K
CTRA
1028
DELISTED
Coterra Energy
CTRA
$192K 0.01%
5,168
– –
ABV
1029
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
$192K 0.01%
4,996
-1,625
-25% -$59.6K
GXP
1030
DELISTED
Great Plains Energy Incorporated
GXP
$191K 0.01%
8,487
+1,270
+18% +$29.2K
HYF
1031
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$191K 0.01%
95,262
+56,322
+145% +$111K
EMO
1032
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.05B
$190K 0.01%
1,680
– –
CNI icon
1033
Canadian National Railway
CNI
$76.1B
$189K 0.01%
3,722
+1,138
+44% +$56.2K
DBP icon
1034
Invesco DB Precious Metals Fund
DBP
$258M
$189K 0.01%
4,319
– –
ADI icon
1035
Analog Devices
ADI
$189B
$188K 0.01%
3,968
-400
-9% -$19.1K
AMX icon
1036
America Movil
AMX
$70.7B
$188K 0.01%
9,486
+207
+2% +$4.26K
GENZ
1037
VanEck Digital Native Economy ETF
GENZ
$17.8M
$188K 0.01%
3,967
+3,767
+1,884% +$164K
USO icon
1038
United States Oil Fund
USO
$1.79B
$188K 0.01%
637
+132
+26% +$39.8K
CMA
1039
DELISTED
Comerica
CMA
$186K 0.01%
4,692
+399
+9% +$16.6K
HP icon
1040
Helmerich & Payne
HP
$4.26B
$186K 0.01%
2,688
-58
-2% -$3.83K
NFG icon
1041
National Fuel Gas
NFG
$7.77B
$186K 0.01%
2,706
-371
-12% -$24.1K
CHS
1042
DELISTED
Chicos FAS, Inc.
CHS
$186K 0.01%
11,156
+5
+0% +$82
BLW icon
1043
BlackRock Limited Duration Income Trust
BLW
$494M
$185K 0.01%
10,931
+138
+1% +$2.33K
BDJ icon
1044
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$184K 0.01%
24,502
-4,013
-14% -$30.8K
HY icon
1045
Hyster-Yale Materials Handling
HY
$632M
$184K 0.01%
2,050
+399
+24% +$30.6K
RVTY icon
1046
Revvity
RVTY
$12.9B
$184K 0.01%
4,881
+4,268
+696% +$153K
ATML
1047
DELISTED
ATMEL CORP
ATML
$184K 0.01%
24,744
+122
+0.5% +$928
COR icon
1048
Cencora
COR
$62.9B
$183K 0.01%
2,797
+11
+0.4% +$643
GGN
1049
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$833M
$183K 0.01%
17,307
+143
+0.8% +$1.53K
MUNI icon
1050
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$183K 0.01%
3,500
+800
+30% +$41.3K
40 41
42
43 44

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.