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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.97%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$256M
Cap. Flow
+$449M
Cap. Flow %
4.19%
Top 10 Hldgs %
13.12%
Holding
5,409
New
248
Increased
2,455
Reduced
1,673
Closed
156

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$66.6M
2
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$25.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.2M
4
FBND icon
Fidelity Total Bond ETF
FBND
+$22.8M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$18.9M

Top Sells

Rank Stock Value
1
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$40.9M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$40.9M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$36.6M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$35.5M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$28M

Sector Composition

Rank Sector Weight
1 Technology 6.23%
2 Financials 5.95%
3 Industrials 4.72%
4 Healthcare 3.63%
5 Consumer Staples 3.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RY icon
1001
Royal Bank of Canada
RY
$295B
$1.12M 0.01%
14,509
+28
+0.2% +$2.27K
SNAP icon
1002
Snap
SNAP
$9.01B
$1.12M 0.01%
70,634
+5,289
+8% +$85.8K
FSD
1003
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.12M 0.01%
74,457
+5,467
+8% +$87.7K
TYG
1004
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$1.12M 0.01%
11,189
+105
+0.9% +$12.2K
MASI
1005
DELISTED
Masimo
MASI
$1.12M 0.01%
12,698
+2,330
+22% +$203K
ETG
1006
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.87B
$1.11M 0.01%
66,711
+4,080
+7% +$70.6K
MIDD icon
1007
Middleby
MIDD
$5.27B
$1.11M 0.01%
8,997
+448
+5% +$58.7K
TTC icon
1008
Toro Company
TTC
$9.26B
$1.11M 0.01%
17,802
-189
-1% -$12K
NKTR icon
1009
Nektar Therapeutics
NKTR
$2.55B
$1.11M 0.01%
696
+389
+127% +$501K
QRVO icon
1010
Qorvo
QRVO
$8.49B
$1.1M 0.01%
15,685
-721
-4% -$54.3K
VHC icon
1011
VirnetX Holding Corp
VHC
$61.4M
$1.1M 0.01%
13,965
+25
+0.2% +$1.89K
ILCB icon
1012
iShares Morningstar US Equity ETF
ILCB
$1.32B
$1.1M 0.01%
28,748
-2,364
-8% -$94.7K
CIT
1013
DELISTED
CIT Group Inc.
CIT
$1.1M 0.01%
21,422
+392
+2% +$20.6K
ETJ
1014
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$576M
$1.1M 0.01%
122,650
-26,183
-18% -$245K
NEO icon
1015
NeoGenomics
NEO
$2.11B
$1.1M 0.01%
137,779
+487
+0.4% +$3.94K
HTGC icon
1016
Hercules Capital
HTGC
$3.11B
$1.1M 0.01%
90,672
+2,781
+3% +$34.9K
IEO icon
1017
iShares US Oil & Gas Exploration & Production ETF
IEO
$583M
$1.09M 0.01%
17,224
+3,034
+21% +$195K
NZF icon
1018
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$1.09M 0.01%
77,429
+46,655
+152% +$673K
HQL
1019
abrdn Life Sciences Investors
HQL
$645M
$1.09M 0.01%
56,834
-1,331
-2% -$26.7K
GG
1020
DELISTED
Goldcorp Inc
GG
$1.09M 0.01%
78,728
+961
+1% +$13K
DFE icon
1021
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$1.09M 0.01%
15,542
-693
-4% -$49.8K
ARDC
1022
Are Dynamic Credit Allocation Fund
ARDC
$298M
$1.08M 0.01%
66,309
+17,161
+35% +$280K
SUSA icon
1023
iShares ESG Optimized MSCI USA ETF
SUSA
$4.17B
$1.08M 0.01%
19,420
+846
+5% +$48.1K
XNTK icon
1024
State Street SPDR NYSE Technology ETF
XNTK
$2.26B
$1.08M 0.01%
12,090
-14
-0.1% -$1.27K
EFF
1025
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$1.08M 0.01%
64,413
-4,850
-7% -$79.4K
39 40
41
42 43

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2018 Portfolio in Review

As of Q1 2018, Ladenburg Thalmann Financial Services held 5,409 positions worth $10.7B, up 2.4% from $10.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $449M of net new capital in Q1 2018, opening 248 new positions and adding to 2,455 existing holdings. Its largest new stake was BrightSpire Capital: 507,629 shares worth $9.62M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Vanguard S&P Mid-Cap 400 Growth ETF, an estimated $40.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2018 buy was BrightSpire Capital: 507,629 shares worth $9.62M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 Growth ETF in Q1 2018, an estimated $66.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2018 reduction was Vanguard S&P Mid-Cap 400 Growth ETF, cutting an estimated $40.9M.
  • Ladenburg Thalmann Financial Services fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q1 2018, selling an estimated $7.59M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.7B portfolio in Q1 2018.
  • Ladenburg Thalmann Financial Services opened 248 new positions and closed 156 in Q1 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 2.4% quarter-over-quarter to $10.7B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2018, filed 15 May 2018.