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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNW icon
1001
Pinnacle West Capital
PNW
$12.1B
$991K 0.01%
11,709
+4,230
+57% +$371K
VGSH icon
1002
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$988K 0.01%
16,248
+7,290
+81% +$443K
CBI
1003
DELISTED
Chicago Bridge & Iron Nv
CBI
$988K 0.01%
58,806
+18,093
+44% +$277K
FT
1004
Franklin Universal Trust
FT
$197M
$987K 0.01%
135,772
+2,737
+2% +$19.8K
SIRI icon
1005
SiriusXM
SIRI
$9.78B
$987K 0.01%
17,847
+1,107
+7% +$61.3K
EGF
1006
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$984K 0.01%
72,113
-6,140
-8% -$82.8K
VRTX icon
1007
Vertex Pharmaceuticals
VRTX
$135B
$983K 0.01%
6,455
+1,876
+41% +$282K
WHR icon
1008
Whirlpool
WHR
$2.72B
$979K 0.01%
5,308
+123
+2% +$22K
HEZU icon
1009
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$585M
$976K 0.01%
32,433
-1,953
-6% -$57K
SA
1010
Seabridge Gold
SA
$3.37B
$976K 0.01%
80,024
-3,045
-4% -$35.3K
CCEP icon
1011
Coca-Cola Europacific Partners
CCEP
$46.8B
$973K 0.01%
23,393
+20,722
+776% +$879K
DBEM icon
1012
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$107M
$972K 0.01%
41,624
+3,714
+10% +$85.1K
FXO icon
1013
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$969K 0.01%
32,630
-20,738
-39% -$602K
OCSI
1014
DELISTED
Oaktree Strategic Income Corporation
OCSI
$969K 0.01%
110,066
-2,821
-2% -$24.3K
BDJ icon
1015
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.74B
$966K 0.01%
106,587
+30,602
+40% +$272K
IDX icon
1016
VanEck Indonesia Index ETF
IDX
$36.9M
$966K 0.01%
40,862
-305
-0.7% -$7.3K
BYLD icon
1017
iShares Yield Optimized Bond ETF
BYLD
$441M
$962K 0.01%
38,209
+33,345
+686% +$837K
STI
1018
DELISTED
SunTrust Banks, Inc.
STI
$961K 0.01%
16,084
-11,182
-41% -$632K
VHC icon
1019
VirnetX Holding Corp
VHC
$60.9M
$960K 0.01%
12,299
+25
+0.2% +$1.96K
IPKW icon
1020
Invesco International BuyBack Achievers ETF
IPKW
$556M
$955K 0.01%
27,549
+13,088
+91% +$442K
PLD icon
1021
Prologis
PLD
$131B
$953K 0.01%
15,034
-955
-6% -$58.8K
CSW
1022
CSW Industrials
CSW
$5.63B
$952K 0.01%
21,474
-2,400
-10% -$97.4K
IDOG icon
1023
ALPS International Sector Dividend Dogs ETF
IDOG
$564M
$952K 0.01%
34,159
+16,140
+90% +$440K
GOF icon
1024
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$950K 0.01%
44,611
+10,975
+33% +$232K
MIDD icon
1025
Middleby
MIDD
$5.9B
$950K 0.01%
7,411
+859
+13% +$106K
39 40
41
42 43

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.