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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KBWY icon
1001
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$305M
$687K 0.01%
19,155
+14,762
+336% +$547K
HOG icon
1002
Harley-Davidson
HOG
$2.78B
$686K 0.01%
13,079
+251
+2% +$13K
KBE icon
1003
State Street SPDR S&P Bank ETF
KBE
$1.73B
$686K 0.01%
20,523
+6,891
+51% +$224K
FL
1004
DELISTED
Foot Locker
FL
$684K 0.01%
10,099
-380
-4% -$23.7K
CBRL icon
1005
Cracker Barrel
CBRL
$1.25B
$683K 0.01%
5,171
+1,005
+24% +$154K
EBAY icon
1006
eBay
EBAY
$47.2B
$683K 0.01%
20,881
-11,901
-36% -$359K
HFWA icon
1007
Heritage Financial
HFWA
$1.21B
$683K 0.01%
38,009
+2,360
+7% +$42.2K
QABA icon
1008
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.7M
$682K 0.01%
16,372
+2,131
+15% +$85.6K
IIM icon
1009
Invesco Value Municipal Income Trust
IIM
$595M
$681K 0.01%
41,572
-980
-2% -$16.7K
AKS
1010
DELISTED
AK Steel Holding Corp
AKS
$681K 0.01%
140,783
+26,350
+23% +$134K
UN
1011
DELISTED
Unilever NV New York Registry Shares
UN
$681K 0.01%
14,797
+150
+1% +$6.92K
BCX icon
1012
BlackRock Resources & Commodities Strategy Trust
BCX
$964M
$680K 0.01%
83,313
+10,665
+15% +$85.2K
FANG icon
1013
Diamondback Energy
FANG
$56.5B
$680K 0.01%
7,327
-3,398
-32% -$313K
BBH icon
1014
VanEck Biotech ETF
BBH
$428M
$679K 0.01%
5,884
-2,270
-28% -$259K
ISRG icon
1015
Intuitive Surgical
ISRG
$142B
$677K 0.01%
8,424
+450
+6% +$34.5K
VVR icon
1016
Invesco Senior Income Trust
VVR
$460M
$676K 0.01%
156,255
-7,225
-4% -$31.1K
IUSB icon
1017
iShares Core Universal USD Bond ETF
IUSB
$43.2B
$675K 0.01%
12,961
+3,499
+37% +$182K
PETS icon
1018
PetMed Express
PETS
$42.3M
$674K 0.01%
33,251
+4,196
+14% +$84.5K
PEGI
1019
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$673K 0.01%
29,958
-12,056
-29% -$287K
VCV icon
1020
Invesco California Value Municipal Income Trust
VCV
$527M
$672K 0.01%
48,675
+3,169
+7% +$44.7K
LXP icon
1021
LXP Industrial Trust
LXP
$3.58B
$670K 0.01%
13,040
+1
+0% +$53
HAS icon
1022
Hasbro
HAS
$13.7B
$669K 0.01%
8,430
+306
+4% +$24.9K
KIE icon
1023
State Street SPDR S&P Insurance ETF
KIE
$678M
$667K 0.01%
27,012
+1,452
+6% +$35.3K
FMB icon
1024
First Trust Managed Municipal ETF
FMB
$2.06B
$666K 0.01%
12,356
+3,126
+34% +$169K
HUM icon
1025
Humana
HUM
$44.8B
$666K 0.01%
3,766
+575
+18% +$99.8K
39 40
41
42 43

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EM
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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.