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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JLL icon
1001
Jones Lang LaSalle
JLL
$16.7B
$472K 0.01%
3,300
-392
-11% -$64.1K
ARI
1002
Apollo Commercial Real Estate
ARI
$862M
$471K 0.01%
29,989
-1,834
-6% -$30.5K
PNNT
1003
Pennant Park Investment Corp
PNNT
$244M
$471K 0.01%
72,778
-407
-0.6% -$3.13K
EPV icon
1004
ProShares UltraShort FTSE Europe
EPV
$10.3M
$470K 0.01%
1,620
+64
+4% +$17.7K
RNP icon
1005
Cohen & Steers REIT and Preferred and Income Fund
RNP
$971M
$470K 0.01%
27,162
+1,886
+7% +$33.2K
LYB icon
1006
LyondellBasell Industries
LYB
$20.7B
$469K 0.01%
5,614
-4,408
-44% -$392K
COLB icon
1007
Columbia Banking Systems
COLB
$8.97B
$468K 0.01%
15,002
+6,292
+72% +$199K
SBH icon
1008
Sally Beauty Holdings
SBH
$1.58B
$468K 0.01%
19,693
+17,058
+647% +$472K
SDOG icon
1009
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
$466K 0.01%
13,739
+2,737
+25% +$97.5K
CIO
1010
DELISTED
City Office REIT
CIO
$465K 0.01%
40,915
+12,495
+44% +$146K
IHI icon
1011
iShares US Medical Devices ETF
IHI
$3.47B
$465K 0.01%
25,092
-4,464
-15% -$89.7K
ADAM
1012
Adamas Trust
ADAM
$919M
$465K 0.01%
21,143
+8
+0% +$222
ENB icon
1013
Enbridge
ENB
$113B
$464K 0.01%
12,476
+1,640
+15% +$68.5K
EPRS
1014
DELISTED
EPIRUS BIOPHARMACEUTICALS INC COM
EPRS
$464K 0.01%
90,001
+45,000
+100% +$264K
IEP icon
1015
Icahn Enterprises
IEP
$5.39B
$463K 0.01%
6,907
+4,793
+227% +$361K
NWE icon
1016
NorthWestern Energy
NWE
$4.35B
$462K 0.01%
8,586
– –
ALB icon
1017
Albemarle
ALB
$15.3B
$461K 0.01%
10,446
+587
+6% +$28.6K
FGP
1018
DELISTED
Ferrellgas Partners, L.P.
FGP
$461K 0.01%
23,324
+2,087
+10% +$44.5K
BSCF
1019
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$458K 0.01%
21,165
-6,972
-25% -$151K
SNR
1020
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$457K 0.01%
43,599
+11,305
+35% +$138K
MDYG icon
1021
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$455K 0.01%
11,778
+5,691
+93% +$234K
JTP
1022
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$452K 0.01%
57,185
+918
+2% +$7.44K
EQT icon
1023
EQT Corp
EQT
$34B
$451K 0.01%
12,754
+112
+0.9% +$4.57K
RNG icon
1024
RingCentral
RNG
$5.3B
$451K 0.01%
24,852
+7,052
+40% +$129K
SMLV icon
1025
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$259M
$451K 0.01%
6,290
– –
39 40
41
42 43

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.