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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHRW icon
1001
C.H. Robinson
CHRW
$16.9B
$206K 0.01%
3,463
+363
+12% +$21.3K
HTH icon
1002
Hilltop Holdings
HTH
$2.24B
$206K 0.01%
11,111
– –
CLB icon
1003
Core Laboratories
CLB
$566M
$205K 0.01%
1,186
+53
+5% +$8.23K
PSP icon
1004
Invesco Global Listed Private Equity ETF
PSP
$247M
$205K 0.01%
3,576
+805
+29% +$46.5K
HSBC icon
1005
HSBC
HSBC
$356B
$204K 0.01%
4,320
+192
+5% +$9.11K
GME icon
1006
GameStop
GME
$8.4B
$202K 0.01%
15,840
+10,640
+205% +$127K
DSUM
1007
DELISTED
Invesco Chinese Yuan Dim Sum Bond ETF
DSUM
$201K 0.01%
8,000
– –
ILCV icon
1008
iShares Morningstar Value ETF
ILCV
$1.36B
$200K 0.01%
5,444
+1,384
+34% +$52K
NUV icon
1009
Nuveen Municipal Value Fund
NUV
$1.9B
$200K 0.01%
21,897
+1,221
+6% +$11.1K
CBL
1010
DELISTED
CBL& Associates Properties, Inc.
CBL
$200K 0.01%
10,483
-238
-2% -$5.01K
DVYE icon
1011
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$199K 0.01%
4,018
+3,928
+4,364% +$192K
BWX icon
1012
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$198K 0.01%
4,058
-12,188
-75% -$349K
GALT icon
1013
Galectin Therapeutics
GALT
$316M
$198K 0.01%
26,572
+25,572
+2,557% +$173K
RCL icon
1014
Royal Caribbean
RCL
$81.8B
$198K 0.01%
5,150
+193
+4% +$7.23K
PVTB
1015
DELISTED
PrivateBancorp Inc
PVTB
$198K 0.01%
9,250
– –
RWR icon
1016
State Street SPDR Dow Jones REIT ETF
RWR
$1.85B
$197K 0.01%
2,706
-8,815
-77% -$661K
DRE
1017
DELISTED
Duke Realty Corp.
DRE
$197K 0.01%
12,743
+942
+8% +$14.8K
FFIV icon
1018
F5
FFIV
$23.5B
$196K 0.01%
2,286
-1
-0% -$85
SCHF icon
1019
Schwab International Equity ETF
SCHF
$68.7B
$196K 0.01%
12,910
+1,262
+11% +$18.4K
UGI icon
1020
UGI
UGI
$7.26B
$196K 0.01%
7,500
-3,899
-34% -$105K
HIX
1021
Western Asset High Income Fund II
HIX
$355M
$195K 0.01%
20,637
-427
-2% -$3.85K
WPX
1022
DELISTED
WPX Energy, Inc.
WPX
$195K 0.01%
10,115
+565
+6% +$10.9K
TFCFA
1023
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$195K 0.01%
+5,831
New +$184K
XLKS
1024
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$195K 0.01%
4,785
-1,350
-22% -$55K
MCHP icon
1025
Microchip Technology
MCHP
$44.9B
$194K 0.01%
9,572
-1,886
-16% -$37.4K
39 40
41
42 43

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.