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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIR
976
DELISTED
SELECT INCOME REIT
SIR
$1.04M 0.01%
100,780
+10,733
+12% +$110K
ROBO icon
977
ROBO Global Robotics & Automation Index ETF
ROBO
$2.09B
$1.04M 0.01%
26,802
+16,111
+151% +$587K
FEP icon
978
First Trust Europe AlphaDEX Fund
FEP
$530M
$1.03M 0.01%
27,376
+3,297
+14% +$120K
IUSB icon
979
iShares Core Universal USD Bond ETF
IUSB
$43.2B
$1.03M 0.01%
20,239
+1,567
+8% +$80.1K
CTAS icon
980
Cintas
CTAS
$80.9B
$1.03M 0.01%
28,580
+3,060
+12% +$102K
FCOR icon
981
Fidelity Corporate Bond ETF
FCOR
$352M
$1.02M 0.01%
20,212
+3,156
+19% +$160K
IEV icon
982
iShares Europe ETF
IEV
$1.7B
$1.02M 0.01%
21,820
+872
+4% +$39.7K
IXC icon
983
iShares Global Energy ETF
IXC
$2.7B
$1.02M 0.01%
30,115
-1,866
-6% -$59.4K
TLI
984
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$1.02M 0.01%
94,070
+13,073
+16% +$143K
CMS icon
985
CMS Energy
CMS
$21.8B
$1.02M 0.01%
22,084
+194
+0.9% +$9.16K
FXI icon
986
iShares China Large-Cap ETF
FXI
$4.34B
$1.02M 0.01%
23,209
+9,366
+68% +$401K
BKCC
987
DELISTED
BlackRock Capital Investment Corporation
BKCC
$1.02M 0.01%
135,975
+20,559
+18% +$152K
QID icon
988
ProShares UltraShort QQQ
QID
$249M
$1.02M 0.01%
823
+27
+3% +$34.6K
CIM
989
Chimera Investment
CIM
$975M
$1.01M 0.01%
17,890
+1,417
+9% +$80.4K
BSCM
990
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$1.01M 0.01%
47,283
+24,270
+105% +$520K
PSP icon
991
Invesco Global Listed Private Equity ETF
PSP
$244M
$1.01M 0.01%
15,896
+96
+0.6% +$6.06K
ARI
992
Apollo Commercial Real Estate
ARI
$877M
$1.01M 0.01%
55,582
-775
-1% -$14K
DINO icon
993
HF Sinclair
DINO
$15B
$1M 0.01%
27,870
-11,127
-29% -$335K
CIT
994
DELISTED
CIT Group Inc.
CIT
$1M 0.01%
20,488
-787
-4% -$37K
HQH
995
abrdn Healthcare Investors
HQH
$1.33B
$1M 0.01%
39,794
+3,245
+9% +$81.5K
EBAY icon
996
eBay
EBAY
$48B
$1M 0.01%
26,038
+225
+0.9% +$8.18K
BCE icon
997
BCE
BCE
$21B
$996K 0.01%
21,266
+3,597
+20% +$168K
LNG icon
998
Cheniere Energy
LNG
$54.3B
$994K 0.01%
22,041
-2,665
-11% -$118K
EFF
999
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$994K 0.01%
59,866
+2,658
+5% +$44.3K
EWBC icon
1000
East-West Bancorp
EWBC
$18B
$992K 0.01%
16,603
+4,274
+35% +$243K
38 39
40
41 42

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.