We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IONS icon
976
Ionis Pharmaceuticals
IONS
$9.21B
$721K 0.01%
19,674
+1,134
+6% +$35.5K
RSPN icon
977
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.08B
$721K 0.01%
38,650
-17,305
-31% -$319K
MIC
978
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$719K 0.01%
8,788
+4,964
+130% +$394K
BCE icon
979
BCE
BCE
$21.8B
$716K 0.01%
15,484
-304
-2% -$14.4K
IOC
980
DELISTED
Interoil Corporation
IOC
$714K 0.01%
14,015
– –
SNR
981
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$713K 0.01%
61,711
+1,575
+3% +$18.6K
SRLN icon
982
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$711K 0.01%
15,035
+3,597
+31% +$169K
SBI
983
Western Asset Intermediate Muni Fund
SBI
$107M
$710K 0.01%
67,265
– –
VRSK icon
984
Verisk Analytics
VRSK
$23.6B
$710K 0.01%
8,727
-529
-6% -$43.8K
BSJH
985
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$710K 0.01%
27,377
+4,371
+19% +$113K
RSPD icon
986
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$336M
$709K 0.01%
24,441
-10,290
-30% -$301K
UVV icon
987
Universal Corp
UVV
$1.15B
$708K 0.01%
12,153
-699
-5% -$41.2K
BSCK
988
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$705K 0.01%
32,462
+732
+2% +$15.9K
SSRI
989
DELISTED
Silver Standard Resources
SSRI
$705K 0.01%
58,443
-2,675
-4% -$36.1K
CHKP icon
990
Check Point Software Technologies
CHKP
$13.2B
$704K 0.01%
9,070
-6,751
-43% -$524K
CTRA
991
DELISTED
Coterra Energy
CTRA
$703K 0.01%
27,287
+13,465
+97% +$337K
SGOL icon
992
abrdn Physical Gold Shares ETF
SGOL
$7.46B
$700K 0.01%
54,550
+5,050
+10% +$65.6K
COL
993
DELISTED
Rockwell Collins
COL
$700K 0.01%
8,306
-4,496
-35% -$379K
ACC
994
DELISTED
American Campus Communities, Inc.
ACC
$699K 0.01%
13,805
+9,520
+222% +$489K
ADAM
995
Adamas Trust
ADAM
$919M
$698K 0.01%
29,012
+250
+0.9% +$6.17K
JFR icon
996
Nuveen Floating Rate Income Fund
JFR
$1.26B
$697K 0.01%
63,384
+546
+0.9% +$5.85K
SSD icon
997
Simpson Manufacturing
SSD
$8.19B
$697K 0.01%
15,865
-277
-2% -$11.8K
FPF
998
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$693K 0.01%
29,690
+850
+3% +$19.9K
SNI
999
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$690K 0.01%
10,877
+739
+7% +$47.3K
GDV icon
1000
Gabelli Dividend & Income Trust
GDV
$2.67B
$689K 0.01%
35,079
+22,336
+175% +$438K
38 39
40
41 42

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.