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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILMN icon
976
Illumina
ILMN
$29.1B
$485K 0.01%
2,849
-5,491
-66% -$1.11M
PEBO icon
977
Peoples Bancorp
PEBO
$1.47B
$485K 0.01%
22,944
– –
SPG icon
978
Simon Property Group
SPG
$71B
$485K 0.01%
2,638
-229
-8% -$42K
PSF icon
979
Cohen & Steers Select Preferred & Income Fund
PSF
$235M
$484K 0.01%
20,808
-1,426
-6% -$34.2K
KNOW
980
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
$484K 0.01%
14,620
-5,400
-27% -$189K
PKB icon
981
Invesco Building & Construction ETF
PKB
$398M
$483K 0.01%
21,489
+390
+2% +$9.37K
TAP icon
982
Molson Coors Class B
TAP
$7.83B
$482K 0.01%
5,805
-1,831
-24% -$133K
UMPQ
983
DELISTED
Umpqua Holdings Corp
UMPQ
$482K 0.01%
29,571
+1,522
+5% +$26.2K
POM
984
DELISTED
PEPCO HOLDINGS, INC.
POM
$482K 0.01%
19,897
+239
+1% +$6.08K
WFT
985
DELISTED
Weatherford International plc
WFT
$481K 0.01%
56,695
+9,149
+19% +$92.6K
DZK
986
DELISTED
Direxion Daily Developed Markets Bull 3x Shares
DZK
$481K 0.01%
10,428
-226
-2% -$13.4K
LNKD
987
DELISTED
LinkedIn Corporation
LNKD
$481K 0.01%
2,535
+489
+24% +$97.1K
SGOL icon
988
abrdn Physical Gold Shares ETF
SGOL
$7.46B
$480K 0.01%
43,970
– –
CMCSK
989
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$479K 0.01%
8,363
+1,136
+16% +$65.1K
FPE icon
990
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$478K 0.01%
25,434
+7,141
+39% +$136K
EWX icon
991
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$477K 0.01%
12,894
+1,125
+10% +$44.8K
ANAC
992
DELISTED
ANACOR PHARMACEUTICALS INC COM
ANAC
$477K 0.01%
4,051
+3
+0.1% +$392
BCS.PRD.CL
993
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$476K 0.01%
18,400
+1,940
+12% +$50.6K
INY
994
DELISTED
SPDR NUVEEN BARCLAYS N Y MUN BD ETF
INY
$476K 0.01%
20,480
– –
FRT icon
995
Federal Realty Investment Trust
FRT
$10.1B
$475K 0.01%
3,536
– –
IONS icon
996
Ionis Pharmaceuticals
IONS
$9.21B
$475K 0.01%
11,738
-2,040
-15% -$106K
STWD icon
997
Starwood Property Trust
STWD
$6.17B
$475K 0.01%
23,224
+2,370
+11% +$51.3K
MAA icon
998
Mid-America Apartment Communities
MAA
$15.3B
$474K 0.01%
5,841
-3,035
-34% -$240K
DFP
999
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$473K 0.01%
21,148
-1,153
-5% -$25.7K
NOW icon
1000
ServiceNow
NOW
$132B
$473K 0.01%
34,075
+33,370
+4,733% +$499K
38 39
40
41 42

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.