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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UMPQ
976
DELISTED
Umpqua Holdings Corp
UMPQ
$453K 0.01%
26,645
+25,191
+1,733% +$426K
EPV icon
977
ProShares UltraShort FTSE Europe
EPV
$10.3M
$452K 0.01%
1,548
+337
+28% +$105K
HCSG icon
978
Healthcare Services Group
HCSG
$1.44B
$452K 0.01%
14,477
+12,133
+518% +$360K
DOM
979
DELISTED
DOMINION RES BLACK WARRIOR TR
DOM
$451K 0.01%
79,164
+78,379
+9,985% +$534K
IEZ icon
980
iShares US Oil Equipment & Services ETF
IEZ
$387M
$450K 0.01%
9,025
-4,060
-31% -$228K
DOV icon
981
Dover
DOV
$28.1B
$447K 0.01%
7,724
-1,708
-18% -$106K
BOCH
982
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$447K 0.01%
+75,017
New +$447K
DRN icon
983
Direxion Daily Real Estate Bull 3X ETF
DRN
$42.1M
$446K 0.01%
22,616
-10,432
-32% -$183K
BSJF
984
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$446K 0.01%
17,226
+6,907
+67% +$182K
EEMV icon
985
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
$445K 0.01%
7,850
-27,169
-78% -$1.59M
M icon
986
Macy's
M
$6.45B
$445K 0.01%
6,773
+4,119
+155% +$249K
NEM icon
987
Newmont
NEM
$124B
$445K 0.01%
23,495
-8,532
-27% -$172K
FXI icon
988
iShares China Large-Cap ETF
FXI
$4.25B
$444K 0.01%
10,663
-14,746
-58% -$583K
PRGO icon
989
Perrigo
PRGO
$1.78B
$444K 0.01%
2,676
+385
+17% +$60.2K
VMBS icon
990
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$443K 0.01%
8,358
+5,157
+161% +$273K
VTRS icon
991
Viatris
VTRS
$18.7B
$443K 0.01%
7,881
+371
+5% +$19.9K
EWN icon
992
iShares MSCI Netherlands ETF
EWN
$715M
$441K 0.01%
+18,472
New +$440K
TWC
993
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$436K 0.01%
2,893
+977
+51% +$141K
LHX icon
994
L3Harris
LHX
$53.3B
$435K 0.01%
6,032
-391
-6% -$27K
FNDX icon
995
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$434K 0.01%
+43,236
New +$424K
MLPN
996
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$433K 0.01%
13,545
+5,305
+64% +$177K
RNP icon
997
Cohen & Steers REIT and Preferred and Income Fund
RNP
$971M
$432K 0.01%
22,701
+8,831
+64% +$164K
EOD
998
Allspring Global Dividend Opportunity Fund
EOD
$287M
$431K 0.01%
57,404
+11,848
+26% +$92.2K
BWP
999
DELISTED
Boardwalk Pipeline Partners
BWP
$431K 0.01%
24,267
-2,927
-11% -$49.5K
AMWD
1000
DELISTED
American Woodmark
AMWD
$427K 0.01%
10,556
-1,000
-9% -$39.4K
38 39
40
41 42

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.