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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFG icon
976
iShares MSCI EAFE Growth ETF
EFG
$17.2B
$248K 0.01%
3,472
+192
+6% +$13.3K
MKC icon
977
McCormick & Company Non-Voting
MKC
$14.3B
$248K 0.01%
7,204
-13,184
-65% -$450K
RDOG icon
978
ALPS REIT Dividend Dogs ETF
RDOG
$11.1M
$248K 0.01%
6,332
+5,396
+576% +$216K
MMLP icon
979
Martin Midstream Partners
MMLP
$97.8M
$247K 0.01%
5,779
+558
+11% +$25.2K
MGM icon
980
MGM Resorts International
MGM
$10.9B
$245K 0.01%
10,630
+7,803
+276% +$159K
SAP icon
981
SAP
SAP
$241B
$245K 0.01%
2,836
+973
+52% +$77.4K
TEG
982
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$245K 0.01%
4,500
-252
-5% -$14.1K
KOG
983
DELISTED
KODIAK OIL & GAS CORP
KOG
$245K 0.01%
21,884
+4,281
+24% +$51.2K
XLG icon
984
Invesco S&P 500 Top 50 ETF
XLG
$11B
$243K 0.01%
+18,730
New +$232K
OII icon
985
Oceaneering
OII
$5.09B
$242K 0.01%
3,078
+1,028
+50% +$83.5K
WU icon
986
Western Union
WU
$2.19B
$242K 0.01%
14,037
-45,173
-76% -$792K
FHY
987
DELISTED
First Trust Strategic High
FHY
$242K 0.01%
15,050
+1,217
+9% +$19.1K
VXX
988
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$242K 0.01%
356
-60
-14% -$47.9K
HP icon
989
Helmerich & Payne
HP
$4.18B
$241K 0.01%
2,863
+175
+7% +$13.6K
XONE
990
DELISTED
The ExOne Company
XONE
$241K 0.01%
3,980
+975
+32% +$52.8K
CMO
991
DELISTED
Capstead Mortgage Corp.
CMO
$241K 0.01%
19,926
-2,500
-11% -$29.8K
EFR
992
Eaton Vance Senior Floating-Rate Fund
EFR
$319M
$239K 0.01%
15,902
+1,147
+8% +$17.6K
EINC icon
993
VanEck Energy Income ETF
EINC
$78.5M
$239K 0.01%
863
-78
-8% -$21.3K
MGEE icon
994
MGE Energy Inc
MGEE
$3.04B
$238K 0.01%
6,179
– –
MFA
995
MFA Financial
MFA
$919M
$237K 0.01%
8,385
-226
-3% -$6.62K
PBT
996
Permian Basin Royalty Trust
PBT
$1.52B
$235K 0.01%
18,235
-586
-3% -$8.34K
VVC
997
DELISTED
Vectren Corporation
VVC
$235K 0.01%
6,610
+215
+3% +$7.42K
JXI icon
998
iShares Global Utilities ETF
JXI
$304M
$234K 0.01%
5,297
-4,490
-46% -$200K
RCL icon
999
Royal Caribbean
RCL
$82.4B
$234K 0.01%
4,984
-166
-3% -$7.04K
CHD icon
1000
Church & Dwight Co
CHD
$24.5B
$233K 0.01%
7,048
-110
-2% -$3.54K
38 39
40
41 42

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.