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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTN
76
DELISTED
Raytheon Company
RTN
$35.1M 0.29%
170,027
+18,048
+12% +$3.59M
GOOGL icon
77
Alphabet (Google) Class A
GOOGL
$4.33T
$35.1M 0.29%
582,100
+15,860
+3% +$960K
DIS icon
78
Walt Disney
DIS
$178B
$34.5M 0.29%
295,412
+24,386
+9% +$2.71M
IJK icon
79
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$34.1M 0.29%
584,892
-232,876
-28% -$13.5M
GOOG icon
80
Alphabet (Google) Class C
GOOG
$4.31T
$33.8M 0.28%
566,480
+50,820
+10% +$3.04M
CSCO icon
81
Cisco
CSCO
$490B
$33.7M 0.28%
691,864
+18,005
+3% +$810K
IWY icon
82
iShares Russell Top 200 Growth ETF
IWY
$16.5B
$33.3M 0.28%
389,672
+83,002
+27% +$6.86M
WMT icon
83
Walmart Inc
WMT
$890B
$33.2M 0.28%
1,061,376
+86,937
+9% +$2.66M
PFE icon
84
Pfizer
PFE
$154B
$32.9M 0.28%
787,176
+48,795
+7% +$1.88M
PFF icon
85
iShares Preferred and Income Securities ETF
PFF
$13.2B
$32.8M 0.27%
882,364
-59,883
-6% -$2.25M
FDN icon
86
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.4B
$32.4M 0.27%
229,372
+99,960
+77% +$14.2M
IJJ icon
87
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9B
$32.4M 0.27%
387,724
+39,780
+11% +$3.32M
NFLX icon
88
Netflix
NFLX
$314B
$32.3M 0.27%
863,190
+173,860
+25% +$6.31M
WFC icon
89
Wells Fargo
WFC
$265B
$32.3M 0.27%
615,052
-25,797
-4% -$1.47M
COST icon
90
Costco
COST
$421B
$32.1M 0.27%
136,833
+6,684
+5% +$1.51M
SCHO icon
91
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$32.1M 0.27%
1,294,180
+1,110,312
+604% +$27.6M
TIP icon
92
iShares TIPS Bond ETF
TIP
$14.7B
$32M 0.27%
289,564
+28,169
+11% +$3.15M
BAC icon
93
Bank of America
BAC
$445B
$31.4M 0.26%
1,066,948
+100,633
+10% +$3.06M
VBR icon
94
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$31.4M 0.26%
225,468
+12,058
+6% +$1.69M
JNK icon
95
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.29B
$31.1M 0.26%
287,763
-582
-0.2% -$62.6K
MO icon
96
Altria Group
MO
$111B
$30.5M 0.26%
505,851
-53,501
-10% -$3.18M
XLF icon
97
State Street Financial Select Sector SPDR ETF
XLF
$58.9B
$30.1M 0.25%
1,092,844
-537,619
-33% -$15M
FLOT icon
98
iShares Floating Rate Bond ETF
FLOT
$10.5B
$30.1M 0.25%
589,205
+158,510
+37% +$8.08M
IJT icon
99
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.37B
$29.6M 0.25%
293,312
+214,200
+271% +$21.5M
DVY icon
100
iShares Select Dividend ETF
DVY
$23.6B
$29.2M 0.24%
292,969
+2,712
+0.9% +$272K
2 3
4
5 6

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.