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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOE icon
76
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$26.9M 0.29%
254,520
+25,003
+11% +$2.6M
INTC icon
77
Intel
INTC
$513B
$26.8M 0.29%
701,990
-7,618
-1% -$271K
HD icon
78
Home Depot
HD
$355B
$26.5M 0.29%
161,992
+27,099
+20% +$4.16M
ANGL icon
79
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.06B
$26.5M 0.29%
872,737
+78,339
+10% +$2.34M
EFA icon
80
iShares MSCI EAFE ETF
EFA
$80.2B
$26.3M 0.29%
384,574
+58,753
+18% +$3.93M
DIS icon
81
Walt Disney
DIS
$181B
$26.3M 0.29%
266,465
-3,070
-1% -$316K
VBR icon
82
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$25.8M 0.28%
202,179
+14,062
+7% +$1.73M
GOOGL icon
83
Alphabet (Google) Class A
GOOGL
$4.33T
$25.8M 0.28%
530,440
-7,220
-1% -$342K
ISTB icon
84
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$25.6M 0.28%
509,915
+69,092
+16% +$3.47M
VGT icon
85
Vanguard Information Technology ETF
VGT
$149B
$25.1M 0.27%
1,320,760
+91,376
+7% +$1.69M
RTN
86
DELISTED
Raytheon Company
RTN
$24.9M 0.27%
133,369
+6,338
+5% +$1.12M
KO icon
87
Coca-Cola
KO
$375B
$24.8M 0.27%
551,255
-9,075
-2% -$413K
EMB icon
88
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$24.6M 0.27%
211,065
-152,539
-42% -$17.6M
VHT icon
89
Vanguard Health Care ETF
VHT
$18.6B
$23.9M 0.26%
156,686
+11,080
+8% +$1.65M
BIV icon
90
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$23.7M 0.26%
280,174
+48,341
+21% +$4.1M
CL icon
91
Colgate-Palmolive
CL
$74.4B
$23.7M 0.26%
325,387
-7,527
-2% -$542K
DVY icon
92
iShares Select Dividend ETF
DVY
$23.6B
$23.4M 0.25%
250,019
+19,646
+9% +$1.82M
MCD icon
93
McDonald's
MCD
$195B
$23.4M 0.25%
149,170
+3,929
+3% +$616K
IEFA icon
94
iShares Core MSCI EAFE ETF
IEFA
$196B
$23.3M 0.25%
362,510
+55,740
+18% +$3.49M
TIP icon
95
iShares TIPS Bond ETF
TIP
$14.5B
$22.9M 0.25%
202,009
-15,600
-7% -$1.78M
DUK icon
96
Duke Energy
DUK
$97.3B
$22.9M 0.25%
272,424
+10,299
+4% +$882K
GOOG icon
97
Alphabet (Google) Class C
GOOG
$4.32T
$22.5M 0.24%
468,600
+25,180
+6% +$1.17M
UPS icon
98
United Parcel Service
UPS
$88.9B
$22.4M 0.24%
186,562
-332
-0.2% -$37.7K
SBUX icon
99
Starbucks
SBUX
$120B
$22.2M 0.24%
412,504
-6,794
-2% -$376K
IBM icon
100
IBM
IBM
$224B
$22.1M 0.24%
159,470
+9,098
+6% +$1.27M
2 3
4
5 6

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.