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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPHD icon
76
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
$18.9M 0.28%
486,797
+39,605
+9% +$1.55M
WM icon
77
Waste Management
WM
$91B
$18.7M 0.28%
292,670
+63,965
+28% +$4.18M
JPM icon
78
JPMorgan Chase
JPM
$950B
$18.3M 0.27%
274,254
+37,210
+16% +$2.43M
HD icon
79
Home Depot
HD
$355B
$18.2M 0.27%
141,288
+5,375
+4% +$716K
GOOGL icon
80
Alphabet (Google) Class A
GOOGL
$4.33T
$18.1M 0.27%
449,200
+50,460
+13% +$1.97M
XLU icon
81
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$18M 0.27%
733,074
-67,178
-8% -$1.71M
LQD icon
82
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$17.9M 0.27%
145,187
+4,767
+3% +$587K
V icon
83
Visa
V
$677B
$17.5M 0.26%
211,575
+14,940
+8% +$1.2M
SHY icon
84
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$17.5M 0.26%
205,403
+27,275
+15% +$2.32M
VBR icon
85
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$17.3M 0.26%
156,237
-8,420
-5% -$923K
MRK icon
86
Merck
MRK
$318B
$17M 0.26%
285,852
+21,560
+8% +$1.26M
VB icon
87
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$17M 0.26%
139,353
+27,734
+25% +$3.35M
RAI
88
DELISTED
Reynolds American Inc
RAI
$17M 0.25%
360,638
-4,809
-1% -$241K
ISTB icon
89
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$16.8M 0.25%
332,234
-251,416
-43% -$12.7M
IEI icon
90
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$16.6M 0.25%
131,567
-37,636
-22% -$4.77M
VO icon
91
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$16.4M 0.25%
507,228
+50,068
+11% +$1.61M
MCD icon
92
McDonald's
MCD
$195B
$16.4M 0.25%
141,977
+3,764
+3% +$446K
USMV icon
93
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$16.3M 0.24%
358,294
-395,553
-52% -$18.3M
VDC icon
94
Vanguard Consumer Staples ETF
VDC
$7.97B
$16.2M 0.24%
118,205
+4,018
+4% +$563K
BP icon
95
BP
BP
$107B
$16.1M 0.24%
543,703
+18,888
+4% +$548K
WMT icon
96
Walmart Inc
WMT
$890B
$15.9M 0.24%
662,289
+8,379
+1% +$203K
IGSB icon
97
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$15.7M 0.24%
297,748
-359,338
-55% -$19M
AMLP icon
98
Alerian MLP ETF
AMLP
$13.1B
$15.7M 0.24%
248,064
+41,931
+20% +$2.65M
SO icon
99
Southern Company
SO
$107B
$15.5M 0.23%
301,680
+22,512
+8% +$1.19M
XLP icon
100
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$15.4M 0.23%
289,486
-112,820
-28% -$6.14M
2 3
4
5 6

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.