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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FHLC icon
76
Fidelity MSCI Health Care Index ETF
FHLC
$3.41B
$15M 0.31%
471,702
+87,104
+23% +$3.08M
FDIS icon
77
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.73B
$14.8M 0.3%
501,287
-925,125
-65% -$28.5M
EFAV icon
78
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.48B
$14.7M 0.3%
236,186
-40,964
-15% -$2.67M
FLOT icon
79
iShares Floating Rate Bond ETF
FLOT
$10.5B
$14.7M 0.3%
291,971
+119,059
+69% +$6.02M
IWM icon
80
iShares Russell 2000 ETF
IWM
$81.4B
$14.4M 0.3%
130,817
-176,836
-57% -$21M
BMY icon
81
Bristol-Myers Squibb
BMY
$133B
$14.2M 0.29%
240,626
-35,925
-13% -$2.28M
RPG icon
82
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$14.1M 0.29%
912,520
+179,140
+24% +$2.91M
BIV icon
83
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$14M 0.29%
165,585
+33,330
+25% +$2.8M
IJT icon
84
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.37B
$13.9M 0.29%
230,188
+17,122
+8% +$1.1M
INTC icon
85
Intel
INTC
$494B
$13.8M 0.28%
458,824
-50,887
-10% -$1.47M
PEP icon
86
PepsiCo
PEP
$188B
$13.5M 0.28%
143,678
-15,219
-10% -$1.45M
AMZN icon
87
Amazon
AMZN
$2.98T
$13.2M 0.27%
517,420
-40,360
-7% -$1.02M
SCHD icon
88
Schwab US Dividend Equity ETF
SCHD
$107B
$13M 0.27%
1,087,329
-141,408
-12% -$1.77M
LDUR icon
89
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.38B
$12.7M 0.26%
126,488
+6,964
+6% +$706K
SJNK icon
90
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$12.7M 0.26%
469,834
-186,397
-28% -$5.22M
HD icon
91
Home Depot
HD
$347B
$12.6M 0.26%
108,955
-12,154
-10% -$1.41M
GLD icon
92
SPDR Gold Trust
GLD
$142B
$12.3M 0.25%
115,553
+9,822
+9% +$1.06M
RAI
93
DELISTED
Reynolds American Inc
RAI
$12.3M 0.25%
276,446
-14,184
-5% -$588K
MINT icon
94
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$12.2M 0.25%
121,038
+64,649
+115% +$6.53M
VO icon
95
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$12.1M 0.25%
415,760
-44,408
-10% -$1.38M
SCHB icon
96
Schwab US Broad Market ETF
SCHB
$44.8B
$12M 0.25%
1,557,228
+214,020
+16% +$1.76M
VHT icon
97
Vanguard Health Care ETF
VHT
$19B
$12M 0.25%
98,190
-6,989
-7% -$959K
KMI icon
98
Kinder Morgan
KMI
$69.8B
$12M 0.25%
428,097
-117,881
-22% -$3.9M
BA icon
99
Boeing
BA
$185B
$11.9M 0.25%
91,299
-3,143
-3% -$436K
XLF icon
100
State Street Financial Select Sector SPDR ETF
XLF
$58.9B
$11.9M 0.24%
595,886
-8,696
-1% -$184K
2 3
4
5 6

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.