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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
76
Bristol-Myers Squibb
BMY
$132B
$12.8M 0.28%
215,960
+54,363
+34% +$3.07M
VER
77
DELISTED
VEREIT, Inc.
VER
$12.6M 0.28%
278,611
+43,743
+19% +$2.14M
HYEM icon
78
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$12.5M 0.28%
545,912
-61,353
-10% -$1.5M
HYG icon
79
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$12.3M 0.27%
136,813
-543,722
-80% -$49.5M
DVY icon
80
iShares Select Dividend ETF
DVY
$23.6B
$12.2M 0.27%
154,245
+29,029
+23% +$2.24M
XLF icon
81
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$12.2M 0.27%
561,164
+196,831
+54% +$4.12M
EFA icon
82
iShares MSCI EAFE ETF
EFA
$80.2B
$11.8M 0.26%
193,860
+40,360
+26% +$2.52M
VCIT icon
83
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$11.5M 0.25%
133,129
-23,570
-15% -$2.03M
COP icon
84
ConocoPhillips
COP
$141B
$11.4M 0.25%
165,119
+60,532
+58% +$4.23M
ISTB icon
85
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$11.3M 0.25%
226,390
+9,606
+4% +$482K
DUK icon
86
Duke Energy
DUK
$97.3B
$11.2M 0.25%
134,412
+74,717
+125% +$6.02M
SCHD icon
87
Schwab US Dividend Equity ETF
SCHD
$106B
$11.2M 0.25%
842,286
+679,497
+417% +$8.89M
META icon
88
Meta Platforms (Facebook)
META
$1.51T
$11.2M 0.25%
143,314
+54,036
+61% +$4.13M
PEP icon
89
PepsiCo
PEP
$190B
$11.2M 0.25%
118,110
+42,983
+57% +$4.12M
HYS icon
90
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$11.2M 0.25%
110,787
-31,176
-22% -$3.22M
IBB icon
91
iShares Biotechnology ETF
IBB
$9.71B
$11.1M 0.25%
110,262
+51,873
+89% +$5.04M
IJK icon
92
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$11.1M 0.25%
279,000
+38,000
+16% +$1.48M
IGIB icon
93
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$11.1M 0.25%
202,900
-49,346
-20% -$2.71M
GLD icon
94
SPDR Gold Trust
GLD
$142B
$11.1M 0.25%
97,771
+19,433
+25% +$2.24M
JPM icon
95
JPMorgan Chase
JPM
$950B
$11M 0.24%
176,715
+91,055
+106% +$5.48M
BA icon
96
Boeing
BA
$185B
$10.9M 0.24%
83,696
+60,288
+258% +$7.64M
WMT icon
97
Walmart Inc
WMT
$890B
$10.8M 0.24%
378,375
+124,317
+49% +$3.36M
GOOG icon
98
Alphabet (Google) Class C
GOOG
$4.32T
$10.8M 0.24%
410,023
+134,489
+49% +$3.61M
HD icon
99
Home Depot
HD
$355B
$10.8M 0.24%
103,206
+15,616
+18% +$1.52M
F icon
100
Ford
F
$55.7B
$10.3M 0.23%
664,985
+265,915
+67% +$3.92M
2 3
4
5 6

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.