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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HR icon
76
Healthcare Realty
HR
$6.84B
$9.08M 0.31%
431,635
-1,738
-0.4% -$37.5K
TLT icon
77
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$8.89M 0.3%
83,568
+33,260
+66% +$3.52M
HYEM icon
78
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$8.6M 0.29%
341,584
-136,603
-29% -$3.44M
IAU icon
79
iShares Gold Trust
IAU
$64.4B
$8.51M 0.29%
330,269
-54,483
-14% -$1.41M
COLE
80
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
$8.34M 0.28%
+682,583
New +$7.75M
EEM icon
81
iShares MSCI Emerging Markets ETF
EEM
$30B
$8.12M 0.28%
199,330
-29,010
-13% -$1.15M
VUG icon
82
Vanguard Morningstar Growth ETF
VUG
$230B
$7.98M 0.27%
566,142
-144,282
-20% -$1.99M
MMM icon
83
3M
MMM
$94.3B
$7.89M 0.27%
79,035
-6,091
-7% -$592K
SJNK icon
84
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$7.76M 0.26%
253,948
+211,609
+500% +$6.45M
SHY icon
85
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$7.39M 0.25%
87,546
+11,614
+15% +$979K
LQD icon
86
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$7.18M 0.24%
63,276
-35,363
-36% -$4M
XLE icon
87
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$7.18M 0.24%
173,206
+484
+0.3% +$19.9K
PM icon
88
Philip Morris
PM
$295B
$7.14M 0.24%
82,432
-1,297
-2% -$113K
IJH icon
89
iShares Core S&P Mid-Cap ETF
IJH
$127B
$7.02M 0.24%
282,810
+30,880
+12% +$754K
BND icon
90
Vanguard Total Bond Market
BND
$161B
$6.96M 0.24%
86,111
-1,345
-2% -$108K
MRK icon
91
Merck
MRK
$318B
$6.82M 0.23%
150,220
+6,806
+5% +$311K
F icon
92
Ford
F
$55.7B
$6.78M 0.23%
402,335
-83,089
-17% -$1.4M
PEP icon
93
PepsiCo
PEP
$190B
$6.16M 0.21%
77,250
-9,711
-11% -$798K
XLK icon
94
State Street Technology Select Sector SPDR ETF
XLK
$123B
$6.16M 0.21%
384,328
+221,552
+136% +$3.53M
LLY icon
95
Eli Lilly
LLY
$1.06T
$6.06M 0.21%
120,408
+2,856
+2% +$150K
AMLP icon
96
Alerian MLP ETF
AMLP
$13.1B
$6.06M 0.21%
69,018
-16,034
-19% -$1.41M
SLV icon
97
iShares Silver Trust
SLV
$30.9B
$5.95M 0.2%
281,683
+120,730
+75% +$2.49M
HD icon
98
Home Depot
HD
$355B
$5.9M 0.2%
77,921
+72
+0.1% +$5.56K
VCLT icon
99
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$5.84M 0.2%
71,282
-10,049
-12% -$827K
SO icon
100
Southern Company
SO
$107B
$5.82M 0.2%
141,265
-15,135
-10% -$652K
2 3
4
5 6

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.