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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.97%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$256M
Cap. Flow
+$449M
Cap. Flow %
4.19%
Top 10 Hldgs %
13.12%
Holding
5,409
New
248
Increased
2,455
Reduced
1,673
Closed
156

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$66.6M
2
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$25.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.2M
4
FBND icon
Fidelity Total Bond ETF
FBND
+$22.8M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$18.9M

Top Sells

Rank Stock Value
1
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$40.9M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$40.9M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$36.6M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$35.5M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$28M

Sector Composition

Rank Sector Weight
1 Technology 6.23%
2 Financials 5.95%
3 Industrials 4.72%
4 Healthcare 3.63%
5 Consumer Staples 3.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JWN
951
DELISTED
Nordstrom
JWN
$1.21M 0.01%
25,130
+1,043
+4% +$51.9K
DBP icon
952
Invesco DB Precious Metals Fund
DBP
$257M
$1.21M 0.01%
31,287
+15,317
+96% +$597K
SABA
953
Saba Capital Income & Opportunities Fund II
SABA
$222M
$1.21M 0.01%
94,650
+3,447
+4% +$44.2K
DNB
954
DELISTED
Dun & Bradstreet
DNB
$1.21M 0.01%
10,329
+25
+0.2% +$3.04K
WRK
955
DELISTED
WestRock Company
WRK
$1.21M 0.01%
18,851
+5,199
+38% +$343K
MOO icon
956
VanEck Agribusiness ETF
MOO
$979M
$1.2M 0.01%
19,428
+3,467
+22% +$218K
NSL
957
DELISTED
NUVEEN SENIOR INCM FD
NSL
$1.2M 0.01%
183,169
-26,743
-13% -$173K
JHD
958
DELISTED
Nuveen High Income December 2019 Target Term Fund
JHD
$1.2M 0.01%
121,683
-957
-0.8% -$9.46K
PANW icon
959
Palo Alto Networks
PANW
$313B
$1.2M 0.01%
39,576
+2,406
+6% +$66.8K
UYG icon
960
ProShares Ultra Financials
UYG
$849M
$1.19M 0.01%
29,037
-90
-0.3% -$3.94K
WHR icon
961
Whirlpool
WHR
$2.84B
$1.19M 0.01%
7,780
+1,527
+24% +$255K
CAH icon
962
Cardinal Health
CAH
$55.9B
$1.19M 0.01%
18,987
+1,272
+7% +$87.3K
RSPM icon
963
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$186M
$1.19M 0.01%
55,975
+3,585
+7% +$80.4K
SIRI icon
964
SiriusXM
SIRI
$9.61B
$1.19M 0.01%
19,050
+315
+2% +$18.9K
FDD icon
965
First Trust STOXX European Select Dividend Income Fund
FDD
$906M
$1.18M 0.01%
85,865
+12,495
+17% +$176K
BSCN
966
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1.18M 0.01%
58,036
+25,787
+80% +$529K
RSO
967
DELISTED
Resource Capital Corp.
RSO
$1.18M 0.01%
124,298
-2,018
-2% -$18.7K
SNA icon
968
Snap-on
SNA
$21.3B
$1.18M 0.01%
8,001
-40
-0.5% -$6.57K
ATNX
969
DELISTED
Athenex, Inc. Common Stock
ATNX
$1.18M 0.01%
+3,465
New +$1.1M
NEA icon
970
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$1.17M 0.01%
90,341
+8,763
+11% +$116K
CERN
971
DELISTED
Cerner Corp
CERN
$1.17M 0.01%
20,177
+4,064
+25% +$264K
COR icon
972
Cencora
COR
$63.7B
$1.17M 0.01%
13,625
+214
+2% +$20.6K
JCE icon
973
Nuveen Core Equity Alpha Fund
JCE
$289M
$1.17M 0.01%
80,140
-21,216
-21% -$316K
DGS icon
974
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.76B
$1.17M 0.01%
21,651
+956
+5% +$51.8K
DXC icon
975
DXC Technology
DXC
$1.73B
$1.17M 0.01%
13,465
-35
-0.3% -$3.06K
37 38
39
40 41

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q1 2018 Portfolio in Review

As of Q1 2018, Ladenburg Thalmann Financial Services held 5,409 positions worth $10.7B, up 2.4% from $10.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $449M of net new capital in Q1 2018, opening 248 new positions and adding to 2,455 existing holdings. Its largest new stake was BrightSpire Capital: 507,629 shares worth $9.62M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Vanguard S&P Mid-Cap 400 Growth ETF, an estimated $40.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2018 buy was BrightSpire Capital: 507,629 shares worth $9.62M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 Growth ETF in Q1 2018, an estimated $66.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2018 reduction was Vanguard S&P Mid-Cap 400 Growth ETF, cutting an estimated $40.9M.
  • Ladenburg Thalmann Financial Services fully exited VelocityShares Daily Inverse VIX Short Term ETN in Q1 2018, selling an estimated $7.59M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.7B portfolio in Q1 2018.
  • Ladenburg Thalmann Financial Services opened 248 new positions and closed 156 in Q1 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 2.4% quarter-over-quarter to $10.7B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2018, filed 15 May 2018.