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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REM icon
951
iShares Mortgage Real Estate ETF
REM
$536M
$1.08M 0.01%
22,985
-12,233
-35% -$572K
CMA
952
DELISTED
Comerica
CMA
$1.07M 0.01%
14,081
+246
+2% +$17.6K
CSM icon
953
ProShares Large Cap Core Plus
CSM
$535M
$1.07M 0.01%
34,352
+6,176
+22% +$189K
BSX icon
954
Boston Scientific
BSX
$73.3B
$1.07M 0.01%
36,765
-5,058
-12% -$140K
PEN icon
955
Penumbra
PEN
$12.8B
$1.07M 0.01%
11,864
-485
-4% -$41.8K
AGZ icon
956
iShares Agency Bond ETF
AGZ
$564M
$1.06M 0.01%
9,361
+4,000
+75% +$456K
SPXH
957
DELISTED
Janus Velocity Volatility Hedged Large Cap ETF
SPXH
$1.06M 0.01%
30,912
+6,700
+28% +$227K
RODM icon
958
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$1.06M 0.01%
37,342
+16,782
+82% +$466K
MIC
959
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$1.06M 0.01%
14,682
+3,014
+26% +$225K
VSM
960
DELISTED
Versum Materials, Inc.
VSM
$1.06M 0.01%
27,292
+23,246
+575% +$832K
FXN icon
961
First Trust Energy AlphaDEX Fund
FXN
$380M
$1.06M 0.01%
73,662
-29,309
-28% -$389K
KNOW
962
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
$1.06M 0.01%
25,455
-700
-3% -$27.8K
IDXX icon
963
Idexx Laboratories
IDXX
$47.2B
$1.05M 0.01%
6,774
+2,441
+56% +$386K
PNNT
964
Pennant Park Investment Corp
PNNT
$244M
$1.05M 0.01%
140,223
+18,962
+16% +$143K
COR
965
DELISTED
Coresite Realty Corporation
COR
$1.05M 0.01%
9,407
+616
+7% +$67.7K
IGR
966
CBRE Global Real Estate Income Fund
IGR
$706M
$1.05M 0.01%
133,148
+28,900
+28% +$225K
RSPM icon
967
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$185M
$1.05M 0.01%
50,580
+39,790
+369% +$799K
EWY icon
968
iShares MSCI South Korea ETF
EWY
$25.3B
$1.05M 0.01%
15,176
-5,882
-28% -$404K
POWA icon
969
Invesco Bloomberg Pricing Power ETF
POWA
$183M
$1.05M 0.01%
23,729
-2,050
-8% -$88.5K
FTA icon
970
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$1.05M 0.01%
20,471
+4,245
+26% +$214K
MRCC
971
DELISTED
Monroe Capital Corp
MRCC
$1.05M 0.01%
73,101
+11,273
+18% +$161K
AON icon
972
Aon
AON
$76B
$1.04M 0.01%
7,135
-494
-6% -$68.9K
CHI
973
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$1.04M 0.01%
90,380
+7,899
+10% +$89.9K
SSD icon
974
Simpson Manufacturing
SSD
$8B
$1.04M 0.01%
21,207
-327
-2% -$14.6K
VIGI icon
975
Vanguard International Dividend Appreciation ETF
VIGI
$9.29B
$1.04M 0.01%
16,256
+4,372
+37% +$276K
37 38
39
40 41

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.