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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BALL icon
951
Ball Corp
BALL
$16.6B
$752K 0.01%
18,362
-1,236
-6% -$47.2K
NS
952
DELISTED
NuStar Energy L.P.
NS
$752K 0.01%
15,172
+3,647
+32% +$176K
BHP icon
953
BHP
BHP
$229B
$751K 0.01%
24,289
-752
-3% -$20.6K
IQDF icon
954
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
$751K 0.01%
33,000
+767
+2% +$17.4K
LTS
955
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$749K 0.01%
324,376
-19,000
-6% -$44.2K
CORP icon
956
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$748K 0.01%
7,003
+1,093
+18% +$117K
SPTI icon
957
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$748K 0.01%
24,390
+10,042
+70% +$308K
MVV icon
958
ProShares Ultra MidCap400
MVV
$163M
$743K 0.01%
26,997
-9,081
-25% -$248K
DMO
959
Western Asset Mortgage Opportunity Fund
DMO
$120M
$739K 0.01%
30,951
+5,450
+21% +$131K
NFX
960
DELISTED
Newfield Exploration
NFX
$739K 0.01%
16,983
+13,775
+429% +$606K
TAP icon
961
Molson Coors Class B
TAP
$7.83B
$736K 0.01%
6,715
+191
+3% +$19.4K
NYRT
962
DELISTED
New York REIT, Inc.
NYRT
$736K 0.01%
8,070
+1,043
+15% +$99.6K
VFC icon
963
VF Corp
VFC
$5.81B
$735K 0.01%
13,967
-608
-4% -$35.1K
FAM
964
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$732K 0.01%
62,121
– –
WAIR
965
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$732K 0.01%
54,507
-3,911
-7% -$53K
AVB icon
966
AvalonBay Communities
AVB
$26B
$731K 0.01%
4,125
+483
+13% +$86.9K
PFLT icon
967
PennantPark Floating Rate Capital
PFLT
$743M
$731K 0.01%
55,242
-579
-1% -$7.45K
NTG
968
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$728K 0.01%
3,644
-193
-5% -$37.2K
PWP
969
DELISTED
POWERSHARES DYNAMIC MID CAP VALUE PORTFOLIO
PWP
$728K 0.01%
25,235
+1
+0% +$29
UGE icon
970
ProShares Ultra Consumer Staples
UGE
$9.98M
$727K 0.01%
74,812
-6,200
-8% -$61.9K
AMP icon
971
Ameriprise Financial
AMP
$49.7B
$726K 0.01%
7,241
-427
-6% -$41.4K
PEY icon
972
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$723K 0.01%
45,530
-13,294
-23% -$209K
RC
973
Ready Capital
RC
$296M
$723K 0.01%
50,108
+4,760
+10% +$66.3K
IDLV icon
974
Invesco S&P International Developed Low Volatility ETF
IDLV
$344M
$722K 0.01%
23,552
+3,040
+15% +$93.1K
EWA icon
975
iShares MSCI Australia ETF
EWA
$1.46B
$721K 0.01%
34,549
+10,546
+44% +$215K
37 38
39
40 41

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.