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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEY icon
951
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$507K 0.01%
39,980
+539
+1% +$7.01K
NSLR
952
Neostellar Capital Corp
NSLR
$282M
$507K 0.01%
99,429
+2,026
+2% +$12.3K
FTC icon
953
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$505K 0.01%
11,047
+11,002
+24,449% +$533K
LXP icon
954
LXP Industrial Trust
LXP
$3.58B
$503K 0.01%
12,429
+8,118
+188% +$343K
RVT icon
955
Royce Value Trust
RVT
$2.3B
$501K 0.01%
43,546
-5,337
-11% -$67.7K
MDC
956
DELISTED
M.D.C. Holdings, Inc.
MDC
$496K 0.01%
26,275
+23,646
+899% +$495K
IVC
957
DELISTED
Invacare Corporation
IVC
$496K 0.01%
34,300
+594
+2% +$10.4K
IOC
958
DELISTED
Interoil Corporation
IOC
$496K 0.01%
14,715
-1,695
-10% -$68.6K
CCI icon
959
Crown Castle
CCI
$31.3B
$493K 0.01%
6,238
-6,276
-50% -$510K
DIAX
960
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$493K 0.01%
36,397
-232
-0.6% -$3.32K
BALL icon
961
Ball Corp
BALL
$16.6B
$492K 0.01%
15,966
+162
+1% +$5.49K
DJP icon
962
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$819M
$492K 0.01%
20,155
-1,463
-7% -$37.5K
MOS icon
963
The Mosaic Company
MOS
$7.34B
$491K 0.01%
15,783
+708
+5% +$29.2K
FTR
964
DELISTED
Frontier Communications Corp.
FTR
$491K 0.01%
6,905
-319
-4% -$24.1K
DWX icon
965
State Street SPDR S&P International Dividend ETF
DWX
$528M
$490K 0.01%
14,457
-2,272
-14% -$84.9K
UTF icon
966
Cohen & Steers Infrastructure Fund
UTF
$3.02B
$490K 0.01%
25,798
-8,777
-25% -$178K
MDU icon
967
MDU Resources
MDU
$4.31B
$489K 0.01%
74,757
+6,259
+9% +$42.6K
STLD icon
968
Steel Dynamics
STLD
$37.8B
$489K 0.01%
29,016
+602
+2% +$11.7K
SRCL
969
DELISTED
Stericycle Inc
SRCL
$489K 0.01%
3,501
-9
-0.3% -$1.25K
TLH icon
970
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
$488K 0.01%
3,557
+3,214
+937% +$434K
UAN icon
971
CVR Partners
UAN
$1.27B
$488K 0.01%
5,217
-192
-4% -$22K
AOK icon
972
iShares Core Conservative Allocation ETF
AOK
$791M
$487K 0.01%
15,476
+3,351
+28% +$107K
GEN icon
973
Gen Digital
GEN
$17.4B
$487K 0.01%
24,972
+10,251
+70% +$221K
PRGO icon
974
Perrigo
PRGO
$1.78B
$487K 0.01%
3,095
+422
+16% +$77.4K
AEE icon
975
Ameren
AEE
$29.8B
$486K 0.01%
11,528
+10
+0.1% +$403
37 38
39
40 41

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.