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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTR
951
DELISTED
Frontier Communications Corp.
FTR
$232K 0.01%
3,656
-26
-0.7% -$1.69K
HYMB icon
952
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$230K 0.01%
8,800
– –
SGOL icon
953
abrdn Physical Gold Shares ETF
SGOL
$7.49B
$230K 0.01%
17,620
+550
+3% +$7.2K
ADBE icon
954
Adobe
ADBE
$109B
$229K 0.01%
4,212
+776
+23% +$37K
PBP icon
955
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$229K 0.01%
11,421
-11,242
-50% -$229K
EFR
956
Eaton Vance Senior Floating-Rate Fund
EFR
$319M
$228K 0.01%
14,755
-1,800
-11% -$28.7K
TEI
957
Templeton Emerging Markets Income Fund
TEI
$322M
$227K 0.01%
15,903
+1,000
+7% +$14.2K
VSS icon
958
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$227K 0.01%
2,291
-6,773
-75% -$647K
RF icon
959
Regions Financial
RF
$26.8B
$226K 0.01%
24,388
+7,656
+46% +$75K
ACWI icon
960
iShares MSCI ACWI ETF
ACWI
$33.3B
$225K 0.01%
4,164
+1,276
+44% +$67.1K
MGEE icon
961
MGE Energy Inc
MGEE
$3.04B
$225K 0.01%
6,179
– –
HDGE icon
962
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.1M
$224K 0.01%
1,563
-468
-23% -$70.5K
OPK icon
963
Opko Health
OPK
$1.04B
$224K 0.01%
25,478
+11,778
+86% +$94.5K
SB icon
964
Safe Bulkers
SB
$764M
$224K 0.01%
+33,000
New +$194K
ACP
965
abrdn Income Credit Strategies Fund
ACP
$637M
$223K 0.01%
13,638
– –
EFG icon
966
iShares MSCI EAFE Growth ETF
EFG
$17.2B
$223K 0.01%
3,280
+158
+5% +$10.4K
FT
967
Franklin Universal Trust
FT
$197M
$223K 0.01%
32,697
+260
+0.8% +$1.79K
BHK icon
968
BlackRock Core Bond Trust
BHK
$664M
$221K 0.01%
17,034
-219
-1% -$2.78K
CHD icon
969
Church & Dwight Co
CHD
$24.5B
$220K 0.01%
7,158
-19,054
-73% -$586K
VIS icon
970
Vanguard Industrials ETF
VIS
$8.44B
$220K 0.01%
+2,458
New +$213K
FHY
971
DELISTED
First Trust Strategic High
FHY
$220K 0.01%
13,833
+1,651
+14% +$25.6K
HUM icon
972
Humana
HUM
$46.3B
$219K 0.01%
2,338
-12,577
-84% -$1.15M
MOO icon
973
VanEck Agribusiness ETF
MOO
$978M
$219K 0.01%
4,265
-363
-8% -$18.6K
JTP
974
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$219K 0.01%
28,946
-1,600
-5% -$12.4K
KOF icon
975
Coca-Cola Femsa
KOF
$22.9B
$218K 0.01%
1,737
-3
-0.2% -$412
37 38
39
40 41

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.