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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AYI icon
926
Acuity Brands
AYI
$10.6B
$1.12M 0.01%
6,523
-246
-4% -$45.8K
FXL icon
927
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$1.11M 0.01%
23,245
+4,173
+22% +$191K
J icon
928
Jacobs Solutions
J
$17.2B
$1.11M 0.01%
23,120
-7,465
-24% -$334K
BIZD icon
929
VanEck BDC Income ETF
BIZD
$1.67B
$1.11M 0.01%
62,206
-9,629
-13% -$170K
ECL icon
930
Ecolab
ECL
$79.7B
$1.11M 0.01%
8,619
-1,344
-13% -$177K
IMCV icon
931
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$1.11M 0.01%
22,038
-1,659
-7% -$82K
TUP
932
DELISTED
Tupperware Brands Corporation
TUP
$1.11M 0.01%
17,929
-87
-0.5% -$5.36K
PVH icon
933
PVH
PVH
$4.04B
$1.11M 0.01%
8,788
+210
+2% +$25.6K
RY icon
934
Royal Bank of Canada
RY
$296B
$1.11M 0.01%
14,318
+429
+3% +$32K
GNW icon
935
Genworth Financial
GNW
$3.75B
$1.1M 0.01%
286,645
+28,892
+11% +$103K
ITM icon
936
VanEck Intermediate Muni ETF
ITM
$2.13B
$1.1M 0.01%
22,959
+1,251
+6% +$60.4K
HACK icon
937
Amplify Cybersecurity ETF
HACK
$3.02B
$1.1M 0.01%
36,432
+7,763
+27% +$231K
SMH icon
938
VanEck Semiconductor ETF
SMH
$70.7B
$1.1M 0.01%
23,500
-38,928
-62% -$1.7M
HTH icon
939
Hilltop Holdings
HTH
$2.23B
$1.09M 0.01%
42,073
-1,090
-3% -$27.4K
OAK
940
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$1.09M 0.01%
23,238
+5,603
+32% +$261K
FTC icon
941
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$1.09M 0.01%
19,010
-759
-4% -$42.4K
GSIE icon
942
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.14B
$1.09M 0.01%
37,530
+5,241
+16% +$149K
DIG icon
943
ProShares Ultra Energy
DIG
$79.1M
$1.09M 0.01%
24,584
+12,615
+105% +$499K
VOX icon
944
Vanguard Communication Services ETF
VOX
$5.85B
$1.09M 0.01%
11,777
-3,388
-22% -$313K
NTAP icon
945
NetApp
NTAP
$39.1B
$1.08M 0.01%
24,708
+5,539
+29% +$229K
EQT icon
946
EQT Corp
EQT
$33.2B
$1.08M 0.01%
30,500
+20,758
+213% +$706K
EWH icon
947
iShares MSCI Hong Kong ETF
EWH
$1.23B
$1.08M 0.01%
43,895
+453
+1% +$11K
SGDM icon
948
Sprott Gold Miners ETF
SGDM
$657M
$1.08M 0.01%
52,458
+913
+2% +$18.8K
FLRN icon
949
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$1.08M 0.01%
35,192
+4,419
+14% +$136K
TEI
950
Templeton Emerging Markets Income Fund
TEI
$323M
$1.08M 0.01%
93,546
+80,381
+611% +$916K
36 37
38
39 40

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.