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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALK icon
926
Alaska Air
ALK
$5.4B
$787K 0.01%
11,889
+4,103
+53% +$270K
ARI
927
Apollo Commercial Real Estate
ARI
$880M
$785K 0.01%
47,974
+5,966
+14% +$98K
STIP icon
928
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$783K 0.01%
7,748
+4,986
+181% +$504K
FM
929
DELISTED
iShares Frontier and Select EM ETF
FM
$781K 0.01%
30,469
-383
-1% -$9.57K
RAS
930
DELISTED
RAIT Financial Trust
RAS
$780K 0.01%
231,583
-1,839
-0.8% -$5.76K
DVYE icon
931
iShares Emerging Markets Dividend ETF
DVYE
$1.21B
$779K 0.01%
21,683
+780
+4% +$27.9K
CIM
932
Chimera Investment
CIM
$996M
$778K 0.01%
16,272
+4,027
+33% +$197K
DOL icon
933
WisdomTree True Developed International Fund
DOL
$843M
$776K 0.01%
17,930
-151
-0.8% -$6.44K
RNP icon
934
Cohen & Steers REIT and Preferred and Income Fund
RNP
$971M
$775K 0.01%
38,511
+4,792
+14% +$99.9K
VAW icon
935
Vanguard Materials ETF
VAW
$3.1B
$775K 0.01%
7,255
-109
-1% -$11.7K
CSW
936
CSW Industrials
CSW
$5.72B
$773K 0.01%
23,874
-900
-4% -$29.6K
SLYG icon
937
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.2B
$772K 0.01%
16,140
+13,068
+425% +$613K
ADI icon
938
Analog Devices
ADI
$188B
$770K 0.01%
11,961
+1,405
+13% +$87.1K
ORC
939
Orchid Island Capital
ORC
$1.31B
$770K 0.01%
14,783
– –
NRE
940
DELISTED
NorthStar Realty Europe Corp.
NRE
$768K 0.01%
70,142
+16,416
+31% +$161K
INDA icon
941
iShares MSCI India ETF
INDA
$6.6B
$767K 0.01%
26,068
+3,326
+15% +$97.5K
DIG icon
942
ProShares Ultra Energy
DIG
$82.9M
$765K 0.01%
15,942
-303
-2% -$13.9K
RQI icon
943
Cohen & Steers Quality Income Realty Fund
RQI
$1.66B
$762K 0.01%
57,120
+3,376
+6% +$46.2K
NOV icon
944
NOV
NOV
$7.49B
$758K 0.01%
20,634
-2,997
-13% -$101K
GAIN icon
945
Gladstone Investment Corp
GAIN
$655M
$757K 0.01%
85,212
+3,648
+4% +$30.5K
SCHW
946
Charles Schwab
SCHW
$186B
$757K 0.01%
23,921
-820
-3% -$24K
LEG icon
947
Leggett & Platt
LEG
$1.3B
$756K 0.01%
16,590
+1,691
+11% +$86.9K
FTR
948
DELISTED
Frontier Communications Corp.
FTR
$756K 0.01%
12,103
+1,859
+18% +$132K
PGEN icon
949
Precigen
PGEN
$2.46B
$754K 0.01%
27,149
+2,717
+11% +$71.8K
RSPG icon
950
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$596M
$753K 0.01%
12,606
-919
-7% -$52.4K
36 37
38
39 40

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.