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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBJ icon
926
Invesco Food & Beverage ETF
PBJ
$107M
$542K 0.01%
17,233
+4,682
+37% +$153K
USDU icon
927
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$457M
$538K 0.01%
18,656
+17,335
+1,312% +$496K
MGA icon
928
Magna International
MGA
$18.8B
$531K 0.01%
11,043
+499
+5% +$25.8K
SBR
929
Sabine Royalty Trust
SBR
$1.06B
$530K 0.01%
16,241
-1,045
-6% -$34.5K
SNA icon
930
Snap-on
SNA
$21.3B
$528K 0.01%
3,502
-4,765
-58% -$764K
AVAV icon
931
AeroVironment
AVAV
$9.92B
$524K 0.01%
26,182
+250
+1% +$6.09K
VGR
932
DELISTED
Vector Group Ltd.
VGR
$524K 0.01%
39,729
+3,995
+11% +$54K
IXN icon
933
iShares Global Tech ETF
IXN
$9.2B
$522K 0.01%
34,824
-2,112
-6% -$33K
GXC icon
934
State Street SPDR S&P China ETF
GXC
$477M
$520K 0.01%
7,547
-647
-8% -$49K
IYE icon
935
iShares US Energy ETF
IYE
$1.79B
$520K 0.01%
15,151
-19,716
-57% -$745K
GARS
936
DELISTED
Garrison Capital Inc.
GARS
$520K 0.01%
37,983
+10,400
+38% +$153K
NTG
937
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$518K 0.01%
2,824
+902
+47% +$180K
NYRT
938
DELISTED
New York REIT, Inc.
NYRT
$517K 0.01%
5,137
-2,703
-34% -$271K
NTRS icon
939
Northern Trust
NTRS
$34.4B
$516K 0.01%
7,577
+1,174
+18% +$86.2K
PHO icon
940
Invesco Water Resources ETF
PHO
$2.09B
$516K 0.01%
25,089
-2,079
-8% -$47.6K
DOV icon
941
Dover
DOV
$28.1B
$514K 0.01%
11,143
-3,704
-25% -$188K
DX
942
Dynex Capital
DX
$3.21B
$514K 0.01%
26,072
+14,193
+119% +$297K
PEO
943
Adams Natural Resources Fund
PEO
$774M
$514K 0.01%
29,459
-2,228
-7% -$42.9K
POT
944
DELISTED
Potash Corp Of Saskatchewan
POT
$514K 0.01%
25,064
-9,460
-27% -$248K
VTRS icon
945
Viatris
VTRS
$18.7B
$513K 0.01%
12,698
+2,903
+30% +$162K
MAT icon
946
Mattel
MAT
$4.29B
$512K 0.01%
24,181
+864
+4% +$20.2K
RSPU icon
947
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$531M
$509K 0.01%
14,348
-554
-4% -$19.7K
FDS icon
948
Factset
FDS
$10.1B
$508K 0.01%
3,180
+374
+13% +$61.2K
STX icon
949
Seagate
STX
$186B
$508K 0.01%
11,427
+271
+2% +$13.1K
SXT icon
950
Sensient Technologies
SXT
$5.61B
$508K 0.01%
8,281
-1
-0% -$66
36 37
38
39 40

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.