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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SXT icon
926
Sensient Technologies
SXT
$5.61B
$498K 0.01%
8,258
+7,200
+681% +$412K
VAW icon
927
Vanguard Materials ETF
VAW
$3.1B
$498K 0.01%
4,634
+568
+14% +$61.1K
SEP
928
DELISTED
Spectra Engy Parters Lp
SEP
$498K 0.01%
8,747
+41
+0.5% +$2.22K
DDD icon
929
3D Systems Corp
DDD
$633M
$495K 0.01%
15,092
+4,346
+40% +$157K
IGD
930
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$524M
$495K 0.01%
59,520
+9,194
+18% +$81.8K
SPCB icon
931
SuperCom
SPCB
$67.8M
$495K 0.01%
+242
New +$550K
NI icon
932
NiSource
NI
$20.1B
$494K 0.01%
29,581
+3,831
+15% +$62.4K
RGR icon
933
Sturm, Ruger & Co
RGR
$598M
$493K 0.01%
14,251
+12,719
+830% +$520K
TXT icon
934
Textron
TXT
$15.2B
$493K 0.01%
11,715
-432
-4% -$17.3K
EQT icon
935
EQT Corp
EQT
$34B
$492K 0.01%
11,880
-3,483
-23% -$165K
HRL icon
936
Hormel Foods
HRL
$13.4B
$492K 0.01%
18,774
+4,584
+32% +$121K
SWK icon
937
Stanley Black & Decker
SWK
$15.7B
$492K 0.01%
5,114
+1,973
+63% +$182K
DIV icon
938
Global X SuperDividend US ETF
DIV
$773M
$490K 0.01%
16,950
-4,369
-20% -$127K
COF icon
939
Capital One
COF
$134B
$489K 0.01%
6,001
+515
+9% +$41.9K
OMC icon
940
Omnicom Group
OMC
$23.6B
$489K 0.01%
6,315
+1,524
+32% +$111K
JMI
941
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
$488K 0.01%
47,100
+16,600
+54% +$203K
BOE icon
942
BlackRock Enhanced Global Dividend Trust
BOE
$695M
$486K 0.01%
37,031
+12,024
+48% +$165K
DRI icon
943
Darden Restaurants
DRI
$25B
$486K 0.01%
9,255
-2,273
-20% -$110K
AWF
944
AllianceBernstein Global High Income Fund
AWF
$878M
$485K 0.01%
38,948
+9,210
+31% +$122K
MAT icon
945
Mattel
MAT
$4.29B
$484K 0.01%
15,640
+12,212
+356% +$376K
CP icon
946
Canadian Pacific Kansas City
CP
$80.8B
$482K 0.01%
12,545
+3,395
+37% +$134K
AJG icon
947
Arthur J. Gallagher & Co
AJG
$65B
$481K 0.01%
10,212
-18,833
-65% -$883K
MDU icon
948
MDU Resources
MDU
$4.31B
$481K 0.01%
53,865
+33,760
+168% +$326K
USIG icon
949
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$479K 0.01%
8,558
+1,264
+17% +$70.4K
GAZ
950
DELISTED
iPath Bloomberg Natural Gas Subindex Total Return ETN due October 22, 2037
GAZ
$479K 0.01%
193,202
-8,175
-4% -$19.2K
36 37
38
39 40

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EM
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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.