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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAB
926
DELISTED
Cabela's Inc
CAB
$272K 0.01%
4,074
+339
+9% +$21.1K
CB icon
927
Chubb
CB
$134B
$271K 0.01%
2,615
+23
+0.9% +$2.26K
HIO
928
Western Asset High Income Opportunity Fund
HIO
$338M
$271K 0.01%
45,632
+5,332
+13% +$31.9K
IRT icon
929
Independence Realty Trust
IRT
$3.94B
$271K 0.01%
32,468
– –
TEF
930
DELISTED
Telefonica
TEF
$271K 0.01%
22,597
-654
-3% -$7.92K
JRO
931
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$271K 0.01%
22,259
+4,607
+26% +$55.4K
CNI icon
932
Canadian National Railway
CNI
$75.7B
$270K 0.01%
4,731
+1,009
+27% +$55.5K
WPRT
933
Westport Fuel Systems
WPRT
$35.7M
$269K 0.01%
1,373
-248
-15% -$55K
AMX icon
934
America Movil
AMX
$71.7B
$267K 0.01%
11,430
+1,944
+20% +$42.4K
CCJ icon
935
Cameco
CCJ
$42.4B
$266K 0.01%
12,830
-6,251
-33% -$121K
HILO
936
DELISTED
Columbia EM Quality Dividend ETF
HILO
$266K 0.01%
15,250
+800
+6% +$14.4K
FTA icon
937
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$265K 0.01%
6,595
-2,077
-24% -$80.6K
PSQ icon
938
ProShares Short QQQ
PSQ
$645M
$265K 0.01%
709
-28
-4% -$10.9K
TSM icon
939
TSMC
TSM
$2.17T
$265K 0.01%
15,198
+7,454
+96% +$132K
EVAL
940
DELISTED
ISHARES MSCI EMERGING MARKETS VALUE ETF
EVAL
$265K 0.01%
5,661
+1
+0% +$48
AOA icon
941
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$264K 0.01%
5,910
+5,310
+885% +$230K
IYZ icon
942
iShares US Telecommunications ETF
IYZ
$1.22B
$264K 0.01%
8,878
-2,600
-23% -$74.5K
MDU icon
943
MDU Resources
MDU
$4.29B
$264K 0.01%
22,754
-1,599
-7% -$18K
CAA
944
DELISTED
CalAtlantic Group, Inc.
CAA
$263K 0.01%
5,816
+1,479
+34% +$58.9K
ETY icon
945
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$262K 0.01%
24,023
-68
-0.3% -$725
NI icon
946
NiSource
NI
$20B
$262K 0.01%
20,273
-227
-1% -$2.81K
TXT icon
947
Textron
TXT
$15.3B
$261K 0.01%
7,093
+79
+1% +$2.42K
ATHX
948
DELISTED
Athersys, Inc. Common Stock
ATHX
$261K 0.01%
4,183
+1,200
+40% +$57.2K
KDP icon
949
Keurig Dr Pepper
KDP
$39.9B
$260K 0.01%
5,343
+142
+3% +$6.69K
RAD
950
DELISTED
Rite Aid Corporation
RAD
$260K 0.01%
2,574
+302
+13% +$32.1K
36 37
38
39 40

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.