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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACP
901
abrdn Income Credit Strategies Fund
ACP
$637M
$1.16M 0.01%
81,525
+10,758
+15% +$150K
RWM icon
902
ProShares Short Russell2000
RWM
$100M
$1.16M 0.01%
26,616
-3,470
-12% -$160K
EXPD icon
903
Expeditors International
EXPD
$23.3B
$1.16M 0.01%
19,403
+3,711
+24% +$212K
FXG icon
904
First Trust Consumer Staples AlphaDEX Fund
FXG
$230M
$1.16M 0.01%
25,413
-1,926
-7% -$89.3K
CERN
905
DELISTED
Cerner Corp
CERN
$1.16M 0.01%
16,222
+2,213
+16% +$147K
FDD icon
906
First Trust STOXX European Select Dividend Income Fund
FDD
$906M
$1.16M 0.01%
84,724
+3,083
+4% +$41.1K
SNA icon
907
Snap-on
SNA
$21.4B
$1.15M 0.01%
7,734
-1,255
-14% -$189K
AZN icon
908
AstraZeneca
AZN
$250B
$1.15M 0.01%
16,992
+1,448
+9% +$91.5K
HFWA icon
909
Heritage Financial
HFWA
$1.2B
$1.15M 0.01%
39,034
+3
+0% +$81
JRS icon
910
Nuveen Real Estate Income Fund
JRS
$245M
$1.15M 0.01%
103,038
+5,671
+6% +$63.6K
DXJ icon
911
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$1.15M 0.01%
20,928
-8,824
-30% -$463K
VIOO icon
912
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.31B
$1.15M 0.01%
16,894
-5,690
-25% -$363K
BCS.PRD.CL
913
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$1.14M 0.01%
42,823
-1,376
-3% -$36.9K
HUM icon
914
Humana
HUM
$46.6B
$1.14M 0.01%
4,662
+157
+3% +$38.5K
MPA icon
915
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
$1.13M 0.01%
78,712
+1,669
+2% +$24.4K
LVLT
916
DELISTED
Level 3 Communications Inc
LVLT
$1.13M 0.01%
21,260
-3,483
-14% -$194K
INDA icon
917
iShares MSCI India ETF
INDA
$6.61B
$1.13M 0.01%
34,508
+9,608
+39% +$325K
REGL icon
918
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
$1.13M 0.01%
21,644
-28,469
-57% -$1.46M
PEGI
919
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$1.13M 0.01%
46,822
-791
-2% -$19.6K
JHD
920
DELISTED
Nuveen High Income December 2019 Target Term Fund
JHD
$1.13M 0.01%
111,538
-1,028
-0.9% -$10.5K
FITB
921
Fifth Third Bancorp
FITB
$51.7B
$1.13M 0.01%
40,254
-1,377
-3% -$36.5K
TTC icon
922
Toro Company
TTC
$9.41B
$1.13M 0.01%
18,152
-4,090
-18% -$274K
SEIC icon
923
SEI Investments
SEIC
$12.7B
$1.12M 0.01%
18,388
-389
-2% -$22.1K
UYG icon
924
ProShares Ultra Financials
UYG
$856M
$1.12M 0.01%
29,769
-8,184
-22% -$291K
IGLB icon
925
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.79B
$1.12M 0.01%
18,020
+1,246
+7% +$77K
35 36
37
38 39

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.