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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSL icon
901
Carlisle Companies
CSL
$15.5B
$823K 0.01%
8,029
+298
+4% +$31.1K
INFN
902
DELISTED
Infinera Corporation Common Stock
INFN
$822K 0.01%
91,091
-5,164
-5% -$49.9K
HPS
903
John Hancock Preferred Income Fund III
HPS
$462M
$821K 0.01%
42,472
-1,335
-3% -$26.5K
IGE icon
904
iShares North American Natural Resources ETF
IGE
$784M
$820K 0.01%
23,854
+8,926
+60% +$300K
PNY
905
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$820K 0.01%
13,659
-4,016
-23% -$241K
BCS.PRD.CL
906
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$818K 0.01%
31,442
+5,786
+23% +$151K
SPIP icon
907
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$816K 0.01%
28,098
+10
+0% +$290
STJ
908
DELISTED
St Jude Medical
STJ
$815K 0.01%
10,211
-197
-2% -$15.9K
HST icon
909
Host Hotels & Resorts
HST
$15.3B
$813K 0.01%
52,237
+3,011
+6% +$51.6K
GQRE icon
910
FlexShares Global Quality Real Estate Index Fund
GQRE
$417M
$812K 0.01%
13,445
+2,277
+20% +$140K
CAH icon
911
Cardinal Health
CAH
$55.9B
$807K 0.01%
10,393
-2,335
-18% -$189K
CERN
912
DELISTED
Cerner Corp
CERN
$806K 0.01%
13,055
-2,413
-16% -$152K
NWL icon
913
Newell Brands
NWL
$2.62B
$805K 0.01%
15,283
+2,214
+17% +$114K
PFX icon
914
PhenixFIN
PFX
$88.9M
$803K 0.01%
5,260
+857
+19% +$127K
CMA
915
DELISTED
Comerica
CMA
$802K 0.01%
16,965
+13,641
+410% +$618K
LRCX icon
916
Lam Research
LRCX
$390B
$802K 0.01%
84,730
+10,130
+14% +$92.2K
HQH
917
abrdn Healthcare Investors
HQH
$1.34B
$801K 0.01%
33,633
-255
-0.8% -$6.41K
RSPF icon
918
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
$801K 0.01%
25,427
-8,516
-25% -$264K
ETW
919
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$800K 0.01%
72,730
+4,359
+6% +$47.1K
SIRI icon
920
SiriusXM
SIRI
$9.61B
$799K 0.01%
19,166
+659
+4% +$27.5K
DBE icon
921
Invesco DB Energy Fund
DBE
$91.6M
$797K 0.01%
63,518
+62,808
+8,846% +$743K
FTCS icon
922
First Trust Capital Strength ETF
FTCS
$7.99B
$796K 0.01%
19,795
+3,691
+23% +$150K
PCAR icon
923
PACCAR
PCAR
$69.8B
$795K 0.01%
20,298
-1,869
-8% -$71.1K
ONEQ icon
924
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.8B
$792K 0.01%
37,950
+14,930
+65% +$304K
ISD
925
PGIM High Yield Bond Fund
ISD
$419M
$791K 0.01%
49,433
+555
+1% +$8.83K
35 36
37
38 39

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.