We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.55%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.68B
AUM Growth
+$274M
Cap. Flow
+$181M
Cap. Flow %
3.19%
Top 10 Hldgs %
13.82%
Holding
5,085
New
226
Increased
2,041
Reduced
1,618
Closed
203

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$40.1M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$28.3M
3
GNMA icon
iShares GNMA Bond ETF
GNMA
+$27.5M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$23.5M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$22M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$42.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$36.1M
3
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
+$25.2M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$25.1M
5
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$22.9M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.55%
2 Financials 5.42%
3 Technology 5.31%
4 Industrials 5.02%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IELG
901
DELISTED
ISHARES ENHANCED U.S. LARGE CAP ETF
IELG
$639K 0.01%
19,690
+27
+0.1% +$826
LEG icon
902
Leggett & Platt
LEG
$1.3B
$638K 0.01%
13,167
+3,133
+31% +$136K
AON icon
903
Aon
AON
$75.6B
$637K 0.01%
6,101
-323
-5% -$30.3K
DVYE icon
904
iShares Emerging Markets Dividend ETF
DVYE
$1.21B
$636K 0.01%
19,419
-2,526
-12% -$75.1K
PFLT icon
905
PennantPark Floating Rate Capital
PFLT
$743M
$635K 0.01%
54,356
-41,154
-43% -$458K
SSD icon
906
Simpson Manufacturing
SSD
$8.19B
$635K 0.01%
16,629
-549
-3% -$18.6K
NTG
907
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$634K 0.01%
3,878
+47
+1% +$7.12K
PSF icon
908
Cohen & Steers Select Preferred & Income Fund
PSF
$235M
$633K 0.01%
25,078
-177
-0.7% -$4.38K
PDI icon
909
PIMCO Dynamic Income Fund
PDI
$7.45B
$631K 0.01%
24,207
+9,179
+61% +$239K
IMCV icon
910
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$630K 0.01%
15,315
+10,608
+225% +$407K
MRCC
911
DELISTED
Monroe Capital Corp
MRCC
$630K 0.01%
45,498
+147
+0.3% +$1.83K
HYLS icon
912
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$628K 0.01%
13,245
+6,328
+91% +$295K
DGS icon
913
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.76B
$627K 0.01%
16,598
-3,515
-17% -$121K
FBT icon
914
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$626K 0.01%
7,164
-1,142
-14% -$101K
UN
915
DELISTED
Unilever NV New York Registry Shares
UN
$626K 0.01%
14,009
-2,353
-14% -$101K
SMOG icon
916
VanEck Low Carbon Energy ETF
SMOG
$133M
$625K 0.01%
11,760
+2,328
+25% +$116K
NOV icon
917
NOV
NOV
$7.49B
$623K 0.01%
20,030
-14,591
-42% -$446K
BGC icon
918
BGC Group
BGC
$4.8B
$622K 0.01%
106,892
+841
+0.8% +$4.83K
ERC
919
Allspring Multi-Sector Income Fund
ERC
$261M
$621K 0.01%
50,851
+20,398
+67% +$231K
HTS
920
DELISTED
HATTERAS FINANCIAL CORP
HTS
$620K 0.01%
43,282
+6,110
+16% +$80.4K
GSIE icon
921
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.13B
$619K 0.01%
+25,512
New +$592K
GXC icon
922
State Street SPDR S&P China ETF
GXC
$477M
$619K 0.01%
8,881
+30
+0.3% +$1.95K
TWC
923
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$619K 0.01%
3,027
+254
+9% +$48K
IHI icon
924
iShares US Medical Devices ETF
IHI
$3.47B
$617K 0.01%
30,234
-1,710
-5% -$33.2K
EWY icon
925
iShares MSCI South Korea ETF
EWY
$25.9B
$614K 0.01%
11,610
-3,875
-25% -$187K
35 36
37
38 39

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Ladenburg Thalmann Financial Services held 5,085 positions worth $5.68B, up 5.1% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $181M of net new capital in Q1 2016, opening 226 new positions and adding to 2,041 existing holdings. Its largest new stake was ALPS O'Shares International Developed Quality Dividend ETF: 47,957 shares worth $1.11M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.5% of assets, up from 5.2% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $42.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2016 buy was ALPS O'Shares International Developed Quality Dividend ETF: 47,957 shares worth $1.11M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Value ETF in Q1 2016, an estimated $40.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $42.7M.
  • Ladenburg Thalmann Financial Services fully exited PRECISION CASTPARTS CORP in Q1 2016, selling an estimated $3.14M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $5.68B portfolio in Q1 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 203 in Q1 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.1% quarter-over-quarter to $5.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2016, filed 16 May 2016.