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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVYE icon
901
iShares Emerging Markets Dividend ETF
DVYE
$1.21B
$573K 0.01%
18,572
+3,831
+26% +$135K
PGR icon
902
Progressive
PGR
$123B
$572K 0.01%
18,661
+5,910
+46% +$179K
UUP icon
903
Invesco DB US Dollar Index Bullish Fund
UUP
$414M
$570K 0.01%
22,760
+7,516
+49% +$189K
STZ icon
904
Constellation Brands
STZ
$22.9B
$569K 0.01%
4,536
+520
+13% +$64.2K
BR icon
905
Broadridge
BR
$19.5B
$563K 0.01%
10,161
-12,728
-56% -$684K
EXG icon
906
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.09B
$563K 0.01%
67,809
-7,924
-10% -$74.6K
DVN icon
907
Devon Energy
DVN
$49.9B
$562K 0.01%
15,142
-2,229
-13% -$102K
NGLS
908
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$562K 0.01%
19,138
-1,035
-5% -$34.9K
ETP
909
DELISTED
Energy Transfer Partners, L.P.
ETP
$559K 0.01%
19,743
-2,566
-12% -$87.1K
SSD icon
910
Simpson Manufacturing
SSD
$8.19B
$558K 0.01%
16,677
-191
-1% -$6.66K
HCSG icon
911
Healthcare Services Group
HCSG
$1.44B
$557K 0.01%
16,551
-2
-0% -$68
OAKS
912
DELISTED
Five Oaks Investment Corp.
OAKS
$555K 0.01%
87,783
+4,288
+5% +$30.3K
KYE
913
DELISTED
Kayne Anderson Energy
KYE
$554K 0.01%
42,224
+7,157
+20% +$120K
SABA
914
Saba Capital Income & Opportunities Fund II
SABA
$222M
$551K 0.01%
45,252
-651
-1% -$8.52K
FTGC icon
915
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.09B
$550K 0.01%
24,760
+14,689
+146% +$336K
EWJ icon
916
iShares MSCI Japan ETF
EWJ
$22.7B
$549K 0.01%
11,985
-9,937
-45% -$490K
CHRW icon
917
C.H. Robinson
CHRW
$17B
$548K 0.01%
8,079
-8,054
-50% -$541K
CSWC icon
918
Capital Southwest
CSWC
$1.6B
$547K 0.01%
31,430
-4,374
-12% -$77K
IUSV icon
919
iShares Core S&P US Value ETF
IUSV
$27.8B
$546K 0.01%
13,479
+1,074
+9% +$46.4K
PARA
920
DELISTED
Paramount Global Class B
PARA
$546K 0.01%
13,714
+2,412
+21% +$117K
MEMP
921
DELISTED
Memorial Production Partners LP Common Units
MEMP
$546K 0.01%
113,509
+42,539
+60% +$371K
ELME
922
Elme Communities
ELME
$144M
$544K 0.01%
21,796
+5
+0% +$129
MCHP icon
923
Microchip Technology
MCHP
$44B
$543K 0.01%
25,440
-1,128
-4% -$24.3K
CHK.PRD
924
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$543K 0.01%
9,272
-6,300
-40% -$405K
DLR icon
925
Digital Realty Trust
DLR
$70.6B
$542K 0.01%
8,311
+168
+2% +$11K
35 36
37
38 39

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.