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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPL
876
DELISTED
Buckeye Partners, L.P.
BPL
$1.22M 0.01%
21,318
-839
-4% -$49.9K
CHW
877
Calamos Global Dynamic Income Fund
CHW
$551M
$1.21M 0.01%
133,861
+23,953
+22% +$210K
IGF icon
878
iShares Global Infrastructure ETF
IGF
$10.6B
$1.21M 0.01%
26,726
+2,857
+12% +$129K
IRM icon
879
Iron Mountain
IRM
$36.5B
$1.2M 0.01%
30,952
+3,308
+12% +$124K
FLTR icon
880
VanEck IG Floating Rate ETF
FLTR
$3.03B
$1.2M 0.01%
47,456
+35,800
+307% +$903K
FTCS icon
881
First Trust Capital Strength ETF
FTCS
$7.97B
$1.2M 0.01%
25,333
-142
-0.6% -$6.6K
HQL
882
abrdn Life Sciences Investors
HQL
$625M
$1.2M 0.01%
55,717
+2,531
+5% +$53.8K
REZ icon
883
iShares Residential and Multisector Real Estate ETF
REZ
$861M
$1.2M 0.01%
18,813
+1,770
+10% +$114K
RESP
884
DELISTED
WisdomTree U.S. ESG Fund
RESP
$1.2M 0.01%
40,125
+1,497
+4% +$43.6K
PBF icon
885
PBF Energy
PBF
$7.69B
$1.19M 0.01%
43,076
+23,906
+125% +$553K
DVYE icon
886
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$1.19M 0.01%
28,614
+560
+2% +$23.5K
LLL
887
DELISTED
L3 Technologies, Inc.
LLL
$1.19M 0.01%
6,297
+54
+0.9% +$9.69K
JFR icon
888
Nuveen Floating Rate Income Fund
JFR
$1.25B
$1.19M 0.01%
101,195
+6,842
+7% +$80.6K
HRL icon
889
Hormel Foods
HRL
$13.6B
$1.18M 0.01%
36,692
+706
+2% +$23.1K
SURE icon
890
AdvisorShares Insider Advantage ETF
SURE
$57.6M
$1.18M 0.01%
17,378
-1,282
-7% -$84.9K
DFE icon
891
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$1.18M 0.01%
16,953
-867
-5% -$58.1K
FXC icon
892
Invesco CurrencyShares Canadian Dollar Trust
FXC
$73.6M
$1.18M 0.01%
14,896
+14,065
+1,693% +$1.11M
ALE
893
DELISTED
Allete
ALE
$1.18M 0.01%
15,215
+992
+7% +$74.3K
GDO
894
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$1.18M 0.01%
64,494
+10,591
+20% +$192K
KMX icon
895
CarMax
KMX
$8.39B
$1.17M 0.01%
15,475
+1,066
+7% +$71.1K
ADNT icon
896
Adient
ADNT
$1.46B
$1.17M 0.01%
13,946
+585
+4% +$41.5K
HTGC icon
897
Hercules Capital
HTGC
$3.2B
$1.17M 0.01%
90,561
-2,773
-3% -$35.6K
VMO icon
898
Invesco Municipal Opportunity Trust
VMO
$663M
$1.17M 0.01%
89,655
+199
+0.2% +$2.63K
NEA icon
899
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$1.17M 0.01%
84,113
+8,669
+11% +$120K
CVA
900
DELISTED
Covanta Holding Corporation
CVA
$1.17M 0.01%
78,417
-11,938
-13% -$168K
34 35
36
37 38

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.