We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBAN icon
876
Huntington Bancshares
HBAN
$35.9B
$860K 0.01%
87,172
+24,852
+40% +$237K
CTXS
877
DELISTED
Citrix Systems Inc
CTXS
$857K 0.01%
12,638
-1,752
-12% -$119K
IVOG icon
878
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.71B
$856K 0.01%
15,802
+12,182
+337% +$661K
LNG icon
879
Cheniere Energy
LNG
$54.8B
$853K 0.01%
19,602
-2,096
-10% -$88.4K
PANW icon
880
Palo Alto Networks
PANW
$313B
$852K 0.01%
32,166
-792
-2% -$18K
JHD
881
DELISTED
Nuveen High Income December 2019 Target Term Fund
JHD
$849K 0.01%
+83,175
New +$845K
GSIE icon
882
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.13B
$848K 0.01%
33,775
+6,046
+22% +$150K
PML
883
PIMCO Municipal Income Fund II
PML
$496M
$848K 0.01%
62,075
+14,498
+30% +$200K
EWJ icon
884
iShares MSCI Japan ETF
EWJ
$22.7B
$845K 0.01%
16,856
-1,547
-8% -$75.3K
OEFA
885
ALPS O'Shares International Developed Quality Dividend ETF
OEFA
$37.8M
$844K 0.01%
36,417
-4,942
-12% -$116K
XHB icon
886
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
$843K 0.01%
24,718
+1,049
+4% +$37K
BNO icon
887
United States Brent Oil Fund
BNO
$790M
$842K 0.01%
58,045
-1,166
-2% -$16.2K
DVN icon
888
Devon Energy
DVN
$49.9B
$842K 0.01%
19,117
-326
-2% -$13.2K
VGR
889
DELISTED
Vector Group Ltd.
VGR
$842K 0.01%
63,814
+3,800
+6% +$49.6K
PEN icon
890
Penumbra
PEN
$12.9B
$841K 0.01%
11,065
+7,270
+192% +$502K
IVLU icon
891
iShares MSCI Intl Value Factor ETF
IVLU
$4.53B
$840K 0.01%
38,908
+7,162
+23% +$151K
PFG icon
892
Principal Financial Group
PFG
$24.2B
$839K 0.01%
16,311
-165
-1% -$7.72K
CORR
893
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$836K 0.01%
28,502
-2,006
-7% -$59K
CTAS icon
894
Cintas
CTAS
$82.1B
$835K 0.01%
29,688
-1,304
-4% -$35.7K
JHMS
895
DELISTED
John Hancock Multifactor Consumer Staples ETF
JHMS
$834K 0.01%
32,536
-32,714
-50% -$856K
ANDX
896
DELISTED
Andeavor Logistics LP
ANDX
$830K 0.01%
17,135
+110
+0.6% +$5.23K
BGC icon
897
BGC Group
BGC
$4.8B
$828K 0.01%
147,254
+8,201
+6% +$46.8K
GXC icon
898
State Street SPDR S&P China ETF
GXC
$477M
$828K 0.01%
10,371
+1,691
+19% +$128K
GOVI icon
899
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$826K 0.01%
23,784
-1,578
-6% -$55.2K
POT
900
DELISTED
Potash Corp Of Saskatchewan
POT
$824K 0.01%
50,420
-5,240
-9% -$86.5K
34 35
36
37 38

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.