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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALK icon
876
Alaska Air
ALK
$5.4B
$652K 0.01%
8,102
+2,915
+56% +$231K
IHI icon
877
iShares US Medical Devices ETF
IHI
$3.47B
$652K 0.01%
31,944
+6,852
+27% +$137K
GXC icon
878
State Street SPDR S&P China ETF
GXC
$476M
$651K 0.01%
8,851
+1,304
+17% +$98.9K
KEY icon
879
KeyCorp
KEY
$24.3B
$651K 0.01%
49,470
+630
+1% +$8.26K
MFC icon
880
Manulife Financial
MFC
$72.7B
$651K 0.01%
43,484
+2,178
+5% +$35.1K
VVR icon
881
Invesco Senior Income Trust
VVR
$460M
$651K 0.01%
161,101
-18,116
-10% -$74.7K
YHOO
882
DELISTED
Yahoo Inc
YHOO
$651K 0.01%
19,590
-5,939
-23% -$198K
ITA icon
883
iShares US Aerospace & Defense ETF
ITA
$15B
$648K 0.01%
10,966
+6,924
+171% +$405K
SWK icon
884
Stanley Black & Decker
SWK
$15.7B
$648K 0.01%
6,077
-335
-5% -$35.3K
EPI icon
885
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$647K 0.01%
32,596
-7,730
-19% -$154K
IONS icon
886
Ionis Pharmaceuticals
IONS
$9.21B
$647K 0.01%
10,455
-1,283
-11% -$69.2K
EXG icon
887
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.09B
$646K 0.01%
72,937
+5,128
+8% +$46K
CBI
888
DELISTED
Chicago Bridge & Iron Nv
CBI
$646K 0.01%
16,570
+123
+0.7% +$5.11K
FTGC icon
889
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.08B
$643K 0.01%
31,671
+6,911
+28% +$148K
STT icon
890
State Street
STT
$51.4B
$641K 0.01%
9,545
-487
-5% -$33.8K
VGR
891
DELISTED
Vector Group Ltd.
VGR
$641K 0.01%
46,537
+6,808
+17% +$95.2K
IAT icon
892
iShares US Regional Banks ETF
IAT
$682M
$640K 0.01%
18,310
+17,222
+1,583% +$608K
IRT icon
893
Independence Realty Trust
IRT
$3.93B
$640K 0.01%
85,221
-8,142
-9% -$61.9K
MPT
894
Medical Properties Trust
MPT
$2.4B
$638K 0.01%
55,504
+19,211
+53% +$219K
STJ
895
DELISTED
St Jude Medical
STJ
$638K 0.01%
10,348
-62
-0.6% -$3.91K
BJZ
896
DELISTED
Blackrock Ca Muni 2018 Term Tr
BJZ
$637K 0.01%
42,400
-2,600
-6% -$38.8K
KIE icon
897
State Street SPDR S&P Insurance ETF
KIE
$678M
$635K 0.01%
27,390
+17,682
+182% +$417K
MFD
898
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$635K 0.01%
54,632
-435
-0.8% -$5.46K
DLTR icon
899
Dollar Tree
DLTR
$24.6B
$633K 0.01%
8,199
-1,974
-19% -$138K
FTSL icon
900
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$633K 0.01%
13,506
+925
+7% +$44.2K
34 35
36
37 38

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.