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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RQI icon
876
Cohen & Steers Quality Income Realty Fund
RQI
$1.66B
$609K 0.01%
53,948
-1,468
-3% -$16.4K
SIRE
877
DELISTED
Sisecam Resources LP
SIRE
$609K 0.01%
31,070
-125
-0.4% -$2.88K
FTSL icon
878
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$608K 0.01%
12,581
-385
-3% -$18.8K
MNDT
879
DELISTED
Mandiant, Inc. Common Stock
MNDT
$607K 0.01%
19,086
+1,145
+6% +$47.8K
KSS icon
880
Kohl's
KSS
$2.1B
$604K 0.01%
13,050
+129
+1% +$7.26K
TSCO icon
881
Tractor Supply
TSCO
$18.4B
$604K 0.01%
35,905
+1,130
+3% +$20.1K
BCX icon
882
BlackRock Resources & Commodities Strategy Trust
BCX
$964M
$601K 0.01%
84,806
+9,620
+13% +$77.3K
WWAV
883
DELISTED
The WhiteWave Foods Company
WWAV
$601K 0.01%
14,983
+2,598
+21% +$124K
BHP icon
884
BHP
BHP
$229B
$599K 0.01%
21,509
-1,631
-7% -$53K
CCJ icon
885
Cameco
CCJ
$43B
$596K 0.01%
48,891
-3,173
-6% -$42.9K
CORP icon
886
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$596K 0.01%
5,951
+952
+19% +$95.7K
ELLI
887
DELISTED
Ellie Mae Inc
ELLI
$595K 0.01%
8,946
+804
+10% +$59.4K
RWM icon
888
ProShares Short Russell2000
RWM
$100M
$594K 0.01%
9,323
-7,408
-44% -$449K
HDS
889
DELISTED
HD Supply Holdings, Inc.
HDS
$592K 0.01%
20,711
+658
+3% +$22.1K
MRCC
890
DELISTED
Monroe Capital Corp
MRCC
$591K 0.01%
42,493
+16,054
+61% +$236K
NS
891
DELISTED
NuStar Energy L.P.
NS
$590K 0.01%
13,177
-74
-0.6% -$3.91K
CSR
892
Centerspace
CSR
$920M
$589K 0.01%
7,610
+307
+4% +$21.9K
LMBS icon
893
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$589K 0.01%
11,722
-5,694
-33% -$287K
HTS
894
DELISTED
HATTERAS FINANCIAL CORP
HTS
$586K 0.01%
38,635
-1,781
-4% -$29.1K
JBLU icon
895
JetBlue
JBLU
$2.19B
$585K 0.01%
22,718
-24
-0.1% -$566
NQM
896
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$580K 0.01%
39,139
+3,410
+10% +$50.3K
AZO icon
897
AutoZone
AZO
$49.7B
$579K 0.01%
801
+67
+9% +$47.5K
FITB
898
Fifth Third Bancorp
FITB
$52.2B
$579K 0.01%
30,617
+737
+2% +$15K
DCP
899
DELISTED
DCP Midstream, LP
DCP
$574K 0.01%
23,737
+16,276
+218% +$471K
DRA
900
DELISTED
Diversified Real Asset Income Fd
DRA
$574K 0.01%
35,654
-2,678
-7% -$45.4K
34 35
36
37 38

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.