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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMT
876
PennyMac Mortgage Investment
PMT
$818M
$306K 0.01%
13,307
-697
-5% -$15.8K
FEIC
877
DELISTED
FEI COMPANY
FEIC
$304K 0.01%
3,400
+46
+1% +$4.08K
CSWC icon
878
Capital Southwest
CSWC
$1.6B
$303K 0.01%
23,633
– –
MAR icon
879
Marriott International
MAR
$90.9B
$303K 0.01%
6,146
-85
-1% -$3.87K
CEN
880
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$302K 0.01%
+1,650
New +$311K
EWM icon
881
iShares MSCI Malaysia ETF
EWM
$330M
$300K 0.01%
4,744
+3,692
+351% +$233K
EWH icon
882
iShares MSCI Hong Kong ETF
EWH
$1.23B
$299K 0.01%
14,528
-134,768
-90% -$2.75M
NOG icon
883
Northern Oil and Gas
NOG
$2.5B
$299K 0.01%
1,985
-50
-2% -$7.92K
STI
884
DELISTED
SunTrust Banks, Inc.
STI
$299K 0.01%
8,164
+1,618
+25% +$56.4K
RCAP
885
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$299K 0.01%
16,300
-1,500
-8% -$25.8K
MDIV icon
886
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$298K 0.01%
14,292
+7,830
+121% +$163K
PXR
887
DELISTED
Invesco Emerging Markets Infrastructure ETF
PXR
$298K 0.01%
7,799
-7,490
-49% -$285K
HES
888
DELISTED
Hess
HES
$297K 0.01%
3,585
-2,118
-37% -$172K
AOK icon
889
iShares Core Conservative Allocation ETF
AOK
$791M
$296K 0.01%
9,234
-303
-3% -$9.62K
HUN icon
890
Huntsman Corp
HUN
$1.82B
$296K 0.01%
12,088
+986
+9% +$22.5K
UTG icon
891
Reaves Utility Income Fund
UTG
$3.61B
$295K 0.01%
12,015
-2,122
-15% -$52.1K
NQU
892
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$295K 0.01%
24,080
+325
+1% +$3.99K
PSP icon
893
Invesco Global Listed Private Equity ETF
PSP
$244M
$294K 0.01%
4,852
+1,276
+36% +$76.8K
RQI icon
894
Cohen & Steers Quality Income Realty Fund
RQI
$1.68B
$293K 0.01%
30,888
-492
-2% -$4.79K
VNQI icon
895
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$293K 0.01%
5,375
+34
+0.6% +$1.92K
WR
896
DELISTED
Westar Energy Inc
WR
$293K 0.01%
9,105
+454
+5% +$14.3K
SPG icon
897
Simon Property Group
SPG
$71.5B
$292K 0.01%
2,040
+89
+5% +$12.8K
JOY
898
DELISTED
Joy Global Inc
JOY
$292K 0.01%
4,994
-4,825
-49% -$266K
HPY
899
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
$290K 0.01%
5,822
+450
+8% +$19.5K
REM icon
900
iShares Mortgage Real Estate ETF
REM
$538M
$289K 0.01%
6,267
-5,609
-47% -$265K
34 35
36
37 38

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.