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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACWI icon
851
iShares MSCI ACWI ETF
ACWI
$33.3B
$906K 0.01%
15,339
+645
+4% +$37.6K
BVN icon
852
Compañía de Minas Buenaventura
BVN
$8.84B
$904K 0.01%
65,330
-5,320
-8% -$74.5K
AFB
853
AllianceBernstein National Municipal Income Fund
AFB
$315M
$903K 0.01%
61,305
+1,004
+2% +$14.9K
RY icon
854
Royal Bank of Canada
RY
$292B
$903K 0.01%
14,553
-44
-0.3% -$2.71K
B
855
Barrick Mining
B
$67.2B
$902K 0.01%
50,966
-3,510
-6% -$70K
MMU
856
Western Asset Managed Municipals Fund
MMU
$552M
$901K 0.01%
59,439
+5,614
+10% +$86.2K
PTMC icon
857
Pacer Trendpilot US Mid Cap ETF
PTMC
$404M
$901K 0.01%
35,534
+7,772
+28% +$197K
BFH icon
858
Bread Financial
BFH
$4.36B
$900K 0.01%
5,258
+4,606
+706% +$784K
SIRE
859
DELISTED
Sisecam Resources LP
SIRE
$889K 0.01%
28,550
– –
ALB icon
860
Albemarle
ALB
$15.3B
$888K 0.01%
10,391
-342
-3% -$28.2K
MDU icon
861
MDU Resources
MDU
$4.31B
$886K 0.01%
91,665
+2,791
+3% +$25.5K
MKL icon
862
Markel Group
MKL
$22.8B
$886K 0.01%
954
+119
+14% +$111K
SUNS
863
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$885K 0.01%
54,578
– –
XLKS
864
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$884K 0.01%
13,933
+10,512
+307% +$667K
HUN icon
865
Huntsman Corp
HUN
$1.83B
$883K 0.01%
54,328
+605
+1% +$9.58K
PID icon
866
Invesco International Dividend Achievers ETF
PID
$913M
$883K 0.01%
59,921
+723
+1% +$10.4K
GT icon
867
Goodyear
GT
$1.75B
$879K 0.01%
27,198
-73
-0.3% -$2.12K
RSPU icon
868
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$531M
$877K 0.01%
21,668
-15,016
-41% -$634K
BIDU icon
869
Baidu
BIDU
$35.9B
$869K 0.01%
4,767
+61
+1% +$10.6K
DGX icon
870
Quest Diagnostics
DGX
$26.2B
$869K 0.01%
10,269
-1,630
-14% -$137K
CIT
871
DELISTED
CIT Group Inc.
CIT
$869K 0.01%
23,948
-451
-2% -$15.8K
SWN
872
DELISTED
Southwestern Energy Company
SWN
$862K 0.01%
62,271
+128
+0.2% +$1.77K
FITB
873
Fifth Third Bancorp
FITB
$52.2B
$861K 0.01%
42,133
+2,346
+6% +$45.3K
HCA icon
874
HCA Healthcare
HCA
$89.1B
$861K 0.01%
11,526
+9,429
+450% +$722K
IFGL icon
875
iShares International Developed Real Estate ETF
IFGL
$82.2M
$861K 0.01%
28,556
-5,524
-16% -$166K
33 34
35
36 37

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.