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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFC icon
851
Manulife Financial
MFC
$72.7B
$638K 0.01%
41,306
+2,186
+6% +$36.7K
CB icon
852
Chubb
CB
$134B
$637K 0.01%
6,164
+610
+11% +$63.8K
KEY icon
853
KeyCorp
KEY
$24.3B
$635K 0.01%
48,840
+10,839
+29% +$154K
BSJF
854
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$635K 0.01%
24,553
-724
-3% -$18.8K
LRCX icon
855
Lam Research
LRCX
$390B
$633K 0.01%
96,960
+17,730
+22% +$130K
AON icon
856
Aon
AON
$75.6B
$632K 0.01%
7,131
+4,453
+166% +$431K
CMG icon
857
Chipotle Mexican Grill
CMG
$40.5B
$632K 0.01%
43,900
+650
+2% +$9.24K
WHLRP
858
Wheeler Real Estate Investment Trust Preferred Stock
WHLRP
$8.5M
$632K 0.01%
27,200
+4,565
+20% +$107K
BXLT
859
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$632K 0.01%
+20,043
New +$692K
CMO
860
DELISTED
Capstead Mortgage Corp.
CMO
$632K 0.01%
62,438
+3,888
+7% +$42.2K
ATVI
861
DELISTED
Activision Blizzard
ATVI
$631K 0.01%
20,366
-79
-0.4% -$2.2K
PFM icon
862
Invesco Dividend Achievers ETF
PFM
$810M
$630K 0.01%
32,385
-1,194
-4% -$24.3K
RIG icon
863
Transocean
RIG
$6.49B
$630K 0.01%
49,342
+4,701
+11% +$65.3K
ASH icon
864
Ashland
ASH
$3.42B
$627K 0.01%
12,732
-194
-2% -$10.5K
AMAT icon
865
Applied Materials
AMAT
$417B
$626K 0.01%
42,629
+811
+2% +$13.6K
PTY icon
866
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$625K 0.01%
46,984
-2,106
-4% -$29.2K
BIDU icon
867
Baidu
BIDU
$35.9B
$624K 0.01%
4,543
+189
+4% +$31.2K
SWK icon
868
Stanley Black & Decker
SWK
$15.7B
$622K 0.01%
6,412
-2,046
-24% -$211K
PWP
869
DELISTED
POWERSHARES DYNAMIC MID CAP VALUE PORTFOLIO
PWP
$622K 0.01%
25,310
-73
-0.3% -$1.79K
SPH icon
870
Suburban Propane Partners
SPH
$1.17B
$619K 0.01%
18,821
-2,382
-11% -$87.7K
EL icon
871
Estee Lauder
EL
$31.8B
$617K 0.01%
7,645
+5,495
+256% +$460K
MRO
872
DELISTED
Marathon Oil Corporation
MRO
$614K 0.01%
40,417
+1,664
+4% +$31.6K
FXI icon
873
iShares China Large-Cap ETF
FXI
$4.25B
$613K 0.01%
17,276
-6,843
-28% -$266K
BSX icon
874
Boston Scientific
BSX
$74.2B
$611K 0.01%
37,381
-13,500
-27% -$231K
SCCO icon
875
Southern Copper
SCCO
$164B
$611K 0.01%
25,008
+3,502
+16% +$88K
33 34
35
36 37

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EM
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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.