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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRGP icon
826
Targa Resources
TRGP
$56.9B
$945K 0.01%
20,147
+6,068
+43% +$263K
EL icon
827
Estee Lauder
EL
$31.8B
$944K 0.01%
10,677
+291
+3% +$26.5K
FXH icon
828
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$944K 0.01%
15,526
+577
+4% +$35.1K
PFM icon
829
Invesco Dividend Achievers ETF
PFM
$810M
$940K 0.01%
41,507
+4,505
+12% +$103K
CCI icon
830
Crown Castle
CCI
$31.3B
$939K 0.01%
10,078
+583
+6% +$56.1K
MKC.V icon
831
McCormick & Company Voting
MKC.V
$14.2B
$939K 0.01%
18,746
– –
PW
832
Power REIT
PW
$2.94M
$939K 0.01%
11,571
+1,498
+15% +$112K
VNQI icon
833
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$939K 0.01%
16,705
+1,150
+7% +$64.2K
NMZ icon
834
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$934K 0.01%
64,428
– –
SPG icon
835
Simon Property Group
SPG
$71.2B
$934K 0.01%
4,536
-43
-0.9% -$9.32K
FTC icon
836
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$932K 0.01%
18,466
-884
-5% -$45K
CRM icon
837
Salesforce
CRM
$162B
$930K 0.01%
13,120
+1,318
+11% +$103K
APC
838
DELISTED
Anadarko Petroleum
APC
$930K 0.01%
14,669
-238
-2% -$13.3K
AGR
839
DELISTED
Avangrid, Inc.
AGR
$929K 0.01%
22,244
-382
-2% -$16.7K
CSQ icon
840
Calamos Strategic Total Return Fund
CSQ
$3.35B
$927K 0.01%
90,216
-10,496
-10% -$109K
SDOG icon
841
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
$927K 0.01%
22,294
-4,733
-18% -$196K
HTR
842
DELISTED
Brookfield Total Return Fund Inc
HTR
$927K 0.01%
41,348
+25,894
+168% +$587K
MU icon
843
Micron Technology
MU
$981B
$922K 0.01%
51,861
-10,400
-17% -$159K
UYG icon
844
ProShares Ultra Financials
UYG
$849M
$919K 0.01%
37,989
-1,296
-3% -$31K
AVY icon
845
Avery Dennison
AVY
$13.6B
$917K 0.01%
11,800
-1,657
-12% -$127K
RWM icon
846
ProShares Short Russell2000
RWM
$100M
$916K 0.01%
17,038
-4,910
-22% -$272K
FIF
847
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$910K 0.01%
47,430
-149
-0.3% -$2.65K
MCHP icon
848
Microchip Technology
MCHP
$44B
$909K 0.01%
29,260
-1,136
-4% -$33K
DHC
849
Diversified Healthcare Trust
DHC
$1.98B
$908K 0.01%
40,065
+7,035
+21% +$156K
HQL
850
abrdn Life Sciences Investors
HQL
$642M
$907K 0.01%
48,406
+2,215
+5% +$41.8K
32 33
34
35 36

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.