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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BJZ
826
DELISTED
Blackrock Ca Muni 2018 Term Tr
BJZ
$666K 0.01%
45,000
+18,000
+67% +$268K
ORC
827
Orchid Island Capital
ORC
$1.31B
$663K 0.01%
14,320
+6,984
+95% +$320K
CNSL
828
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$663K 0.01%
34,412
-165
-0.5% -$3.29K
TTM
829
DELISTED
Tata Motors Limited
TTM
$663K 0.01%
29,484
+15,046
+104% +$413K
HAWK
830
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$663K 0.01%
15,637
+1,223
+8% +$52K
ISD
831
PGIM High Yield Bond Fund
ISD
$418M
$662K 0.01%
45,159
+875
+2% +$13.1K
STON
832
DELISTED
StoneMor Inc.
STON
$662K 0.01%
24,246
+19,386
+399% +$549K
JRO
833
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$661K 0.01%
66,408
+19,938
+43% +$210K
FUN icon
834
Cedar Fair
FUN
$1.63B
$657K 0.01%
12,716
+4,083
+47% +$222K
STJ
835
DELISTED
St Jude Medical
STJ
$656K 0.01%
10,410
-4,954
-32% -$354K
IFF icon
836
International Flavors & Fragrances
IFF
$21.7B
$653K 0.01%
6,335
+85
+1% +$9.39K
NOBL icon
837
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$652K 0.01%
28,032
-4,926
-15% -$120K
CI icon
838
Cigna
CI
$72.4B
$651K 0.01%
4,850
-268
-5% -$38.9K
PFL
839
PIMCO Income Strategy Fund
PFL
$388M
$651K 0.01%
67,202
+828
+1% +$8.47K
CBI
840
DELISTED
Chicago Bridge & Iron Nv
CBI
$651K 0.01%
16,447
-29,903
-65% -$1.38M
IEV icon
841
iShares Europe ETF
IEV
$1.7B
$649K 0.01%
16,315
-900
-5% -$38.5K
LTS
842
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$649K 0.01%
308,606
+22,085
+8% +$60.8K
ETW
843
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$648K 0.01%
60,645
-766
-1% -$8.9K
DWAS icon
844
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$445M
$647K 0.01%
17,359
+3,296
+23% +$134K
FAM
845
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$645K 0.01%
66,712
+3,203
+5% +$32.8K
BF.B icon
846
Brown-Forman Class B
BF.B
$12.9B
$644K 0.01%
20,778
+975
+5% +$31.8K
NVX
847
DELISTED
Nuveen Calif Div Muni
NVX
$644K 0.01%
43,025
+25,312
+143% +$362K
EQIX icon
848
Equinix
EQIX
$102B
$642K 0.01%
2,363
+186
+9% +$51K
FTEC icon
849
Fidelity MSCI Information Technology Index ETF
FTEC
$21.1B
$640K 0.01%
21,122
-422,834
-95% -$13.4M
WOOF
850
DELISTED
VCA Inc.
WOOF
$639K 0.01%
12,135
+1,986
+20% +$111K
32 33
34
35 36

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.