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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WHLRP
826
Wheeler Real Estate Investment Trust Preferred Stock
WHLRP
$8.41M
$605K 0.01%
+27,190
New +$622K
SIAL
827
DELISTED
SIGMA - ALDRICH CORP
SIAL
$605K 0.01%
4,406
-1,976
-31% -$269K
FITB
828
Fifth Third Bancorp
FITB
$52.3B
$604K 0.01%
29,910
+6,875
+30% +$136K
PARA
829
DELISTED
Paramount Global Class B
PARA
$603K 0.01%
10,871
+1,040
+11% +$55.4K
DRA
830
DELISTED
Diversified Real Asset Income Fd
DRA
$599K 0.01%
34,542
-2,922
-8% -$51.4K
CAVM
831
DELISTED
Cavium, Inc.
CAVM
$599K 0.01%
9,706
+9,607
+9,704% +$508K
EWX icon
832
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$598K 0.01%
13,496
-2,988
-18% -$138K
FL
833
DELISTED
Foot Locker
FL
$598K 0.01%
10,647
-961
-8% -$53.3K
DBEF icon
834
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$596K 0.01%
21,794
+15,133
+227% +$416K
LNC icon
835
Lincoln National
LNC
$8.61B
$595K 0.01%
10,324
+2,818
+38% +$153K
IXUS icon
836
iShares Core MSCI Total International Stock ETF
IXUS
$60.2B
$594K 0.01%
11,137
+6,959
+167% +$380K
ALXN
837
DELISTED
Alexion Pharmaceuticals
ALXN
$592K 0.01%
3,218
+883
+38% +$164K
EP.PRC icon
838
El Paso Energy Capital Trust I
EP.PRC
$222M
$590K 0.01%
9,700
+9,300
+2,325% +$537K
PEY icon
839
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$590K 0.01%
43,756
-5,806
-12% -$75.5K
RVT icon
840
Royce Value Trust
RVT
$2.3B
$589K 0.01%
41,105
+20,177
+96% +$297K
PNRA
841
DELISTED
Panera Bread Co
PNRA
$589K 0.01%
3,369
+1,577
+88% +$263K
ELME
842
Elme Communities
ELME
$143M
$588K 0.01%
21,275
+4,512
+27% +$123K
HOG icon
843
Harley-Davidson
HOG
$2.8B
$585K 0.01%
8,897
+2,268
+34% +$146K
ARLP icon
844
Alliance Resource Partners
ARLP
$3.17B
$584K 0.01%
13,580
+2,238
+20% +$99.4K
BCX icon
845
BlackRock Resources & Commodities Strategy Trust
BCX
$963M
$584K 0.01%
60,180
+59,541
+9,318% +$622K
ADAM
846
Adamas Trust
ADAM
$918M
$583K 0.01%
18,881
+1,500
+9% +$46.8K
ARI
847
Apollo Commercial Real Estate
ARI
$888M
$581K 0.01%
35,485
+9,185
+35% +$151K
PNY
848
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$580K 0.01%
14,718
+10,838
+279% +$404K
OKE icon
849
Oneok
OKE
$57.6B
$578K 0.01%
11,623
+3,782
+48% +$209K
MTUS icon
850
Metallus
MTUS
$911M
$578K 0.01%
15,673
+15,168
+3,004% +$561K
32 33
34
35 36

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.