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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISHG icon
826
iShares 1-3 Year International Treasury Bond ETF
ISHG
$826M
$355K 0.01%
3,762
-148
-4% -$14.1K
GG
827
DELISTED
Goldcorp Inc
GG
$354K 0.01%
16,327
+327
+2% +$7.68K
PCK
828
DELISTED
Pimco California Municipal Income Fund II
PCK
$353K 0.01%
39,277
-8,317
-17% -$77.1K
UNG icon
829
United States Natural Gas Fund
UNG
$497M
$351K 0.01%
1,060
+182
+21% +$56K
KBH icon
830
KB Home
KBH
$3.47B
$350K 0.01%
19,387
-8,948
-32% -$154K
SWN
831
DELISTED
Southwestern Energy Company
SWN
$349K 0.01%
8,872
+10
+0.1% +$376
SVVC
832
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$349K 0.01%
15,075
-3,790
-20% -$88.3K
GDL
833
GDL Fund
GDL
$91.9M
$347K 0.01%
31,491
-3,700
-11% -$41.6K
PWT
834
DELISTED
POWERSHARES DYNAMIC SMALL CAP GROWTH PORTFOLIO
PWT
$347K 0.01%
14,653
– –
PHK
835
PIMCO High Income Fund
PHK
$878M
$344K 0.01%
29,515
-396
-1% -$4.7K
CPB icon
836
Campbell Soup
CPB
$6.69B
$342K 0.01%
7,912
+997
+14% +$41.3K
AEE icon
837
Ameren
AEE
$29.6B
$341K 0.01%
9,446
+598
+7% +$21.5K
VAW icon
838
Vanguard Materials ETF
VAW
$3.1B
$340K 0.01%
3,295
+579
+21% +$57.6K
GOV
839
DELISTED
Government Properties Income Trust
GOV
$340K 0.01%
13,696
-724
-5% -$17.8K
FDO
840
DELISTED
FAMILY DOLLAR STORES
FDO
$339K 0.01%
5,015
-221
-4% -$15.1K
TSN icon
841
Tyson Foods
TSN
$20.1B
$338K 0.01%
10,133
+1,324
+15% +$40.4K
PXSC
842
DELISTED
POWERSHARES FUNDAMENTAL PURE SMALL CORE PORTFOLIO
PXSC
$338K 0.01%
10,315
– –
NWSA icon
843
News Corp Class A
NWSA
$15.4B
$337K 0.01%
18,718
+851
+5% +$14.7K
LM
844
DELISTED
Legg Mason, Inc.
LM
$337K 0.01%
7,758
+500
+7% +$19.4K
AMRE
845
DELISTED
AMREIT INC NEW COM STK
AMRE
$337K 0.01%
20,087
-5,884
-23% -$101K
FYX icon
846
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$336K 0.01%
6,966
-62
-0.9% -$2.86K
AZO icon
847
AutoZone
AZO
$50.1B
$335K 0.01%
701
-57
-8% -$25.6K
COF icon
848
Capital One
COF
$134B
$333K 0.01%
4,352
-379
-8% -$27K
DCT
849
DELISTED
DCT Industrial Trust Inc.
DCT
$333K 0.01%
11,663
-5,909
-34% -$175K
FLTR icon
850
VanEck IG Floating Rate ETF
FLTR
$3.04B
$332K 0.01%
13,314
+4,814
+57% +$120K
32 33
34
35 36

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.