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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTLS icon
801
First Trust Long/Short Equity ETF
FTLS
$2.48B
$991K 0.01%
30,074
-24,015
-44% -$790K
GBX icon
802
The Greenbrier Companies
GBX
$1.43B
$991K 0.01%
28,065
+411
+1% +$13.4K
ROM icon
803
ProShares Ultra Technology
ROM
$1.27B
$991K 0.01%
166,224
-5,200
-3% -$28.7K
JWN
804
DELISTED
Nordstrom
JWN
$988K 0.01%
19,118
-3,172
-14% -$149K
HBI
805
DELISTED
Hanesbrands
HBI
$987K 0.01%
39,065
+2,001
+5% +$52.7K
EDD
806
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$382M
$983K 0.01%
122,463
+80,587
+192% +$648K
CWCO icon
807
Consolidated Water Co
CWCO
$517M
$982K 0.01%
84,519
+1,981
+2% +$25.3K
AOR icon
808
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.73B
$978K 0.01%
23,779
+15,750
+196% +$642K
EGAS
809
DELISTED
Gas Natural Inc.
EGAS
$977K 0.01%
127,302
+1,918
+2% +$14.2K
MRCC
810
DELISTED
Monroe Capital Corp
MRCC
$976K 0.01%
62,065
+14,263
+30% +$222K
PVH icon
811
PVH
PVH
$3.91B
$974K 0.01%
8,810
-810
-8% -$83.7K
ELV icon
812
Elevance Health
ELV
$84.7B
$973K 0.01%
7,788
-1,667
-18% -$215K
BPY
813
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$971K 0.01%
42,392
+660
+2% +$15.5K
FYX icon
814
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$970K 0.01%
19,493
-307
-2% -$15K
RWX icon
815
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$968K 0.01%
23,213
+326
+1% +$13.7K
RAD
816
DELISTED
Rite Aid Corporation
RAD
$964K 0.01%
6,265
+568
+10% +$84.8K
AZN icon
817
AstraZeneca
AZN
$246B
$961K 0.01%
14,619
-2,328
-14% -$152K
AMX icon
818
America Movil
AMX
$70.3B
$958K 0.01%
83,759
+536
+0.6% +$6.39K
OMC icon
819
Omnicom Group
OMC
$23.6B
$958K 0.01%
11,269
+206
+2% +$17.3K
GG
820
DELISTED
Goldcorp Inc
GG
$953K 0.01%
57,740
+4,013
+7% +$70.7K
IXC icon
821
iShares Global Energy ETF
IXC
$2.74B
$952K 0.01%
28,942
+241
+0.8% +$7.74K
FVC icon
822
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$109M
$949K 0.01%
44,466
+17,866
+67% +$379K
EWC icon
823
iShares MSCI Canada ETF
EWC
$6.48B
$948K 0.01%
36,897
-5,872
-14% -$149K
IGLB icon
824
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.78B
$945K 0.01%
14,941
+358
+2% +$22.7K
SA
825
Seabridge Gold
SA
$3.45B
$945K 0.01%
85,715
-8,221
-9% -$103K
31 32
33
34 35

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HAM
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CM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.